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DW

Donald R. Windle

WINDLE WEALTH
Oklahoma City, OK 73142
Some features on this profile are disabled
CRD#: 5581610
DW

Professional summary

Donald Ray Windle III, CFP®, who also goes by Dj Windle, Donald Windle III, is a registered financial advisor currently at WINDLE WEALTH located in Oklahoma City, Oklahoma.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Donald has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dj Windle | Donald Windle Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Ray Windle III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

December 13, 2016 - Present

WINDLE WEALTH

Office #1: 5740 Nw 132nd St., Oklahoma City, OK 73142
RIA
CRD#: 285653
Oklahoma City, OK
Past

March 28, 2014 - December 20, 2016

PRIVATE ADVISOR GROUP, LLC

RIA
CRD#: 155216
OKLAHOMA CITY, OK
Past

March 28, 2014 - December 15, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
OKLAHOMA CITY, OK
Past

October 29, 2008 - April 1, 2014

EDWARD JONES

RIA
CRD#: 250
OKLAHOMA CITY, OK
Past

October 3, 2008 - April 1, 2014

EDWARD JONES

BD
CRD#: 250
OKLAHOMA CITY, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WINDLE WEALTH
WINDLE WEALTH | WINDLE WEALTH, LLC

CRD#: 285653 / SEC#: 801-123385

RIA
Registered Investment Advisory firm - (3/4/2022 Approved)
Arkansas
Registered Investment Advisory firm - (4/7/2022 Terminated)
Louisiana
Registered Investment Advisory firm - (4/12/2022 Terminated)
Missouri
Registered Investment Advisory firm - (4/6/2022 Terminated)
Oklahoma
Registered Investment Advisory firm - (4/6/2022 Terminated)
Texas
Registered Investment Advisory firm - (4/6/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(12/13/2016)
IAR
Texas
(1/3/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/16/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/15/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/2/2008
General Securities Representative Examination

Current Firm

WW
WINDLE WEALTH
WINDLE WEALTH | WINDLE WEALTH, LLC

CRD#: 285653 / SEC#: 801-123385

RIA
Registered Investment Advisory firm - (3/4/2022 Approved)
Arkansas
Registered Investment Advisory firm - (4/7/2022 Terminated)
Louisiana
Registered Investment Advisory firm - (4/12/2022 Terminated)
Missouri
Registered Investment Advisory firm - (4/6/2022 Terminated)
Oklahoma
Registered Investment Advisory firm - (4/6/2022 Terminated)
Texas
Registered Investment Advisory firm - (4/6/2022 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5740 Nw 132nd St., Oklahoma City, OK 73142
Mailing Address
Phone number
(405) 261-5202
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (11/11/2025)

Regulatory assets under management

Total Number of Accounts850
AUM (Assets Under Management)$ 207,756,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WINDLE WEALTH

CRD#: 285653Oklahoma City, OK 73142

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