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QG

Quentin Gaymon

LPL ENTERPRISE
FORT MILL, SC 29715
Some features on this profile are disabled
CRD#: 5581253
QG
Quentin GaymonLPL ENTERPRISE

Professional summary

Quentin Gaymon, who also goes by Quentin Edward Gaymon, is a registered financial professional currently at LPL ENTERPRISE, LLC located in Fort Mill, South Carolina and LPL FINANCIAL LLC located in Fort Mill, South Carolina.

Quentin is registered as a RR (Registered Representative) and started their career in finance in 2014. Quentin has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Aliases

Quentin Edward Gaymon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Quentin Gaymon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 23, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 1055 Lpl Way, Fort Mill, SC 29715
RIA
BD
CRD#: 8733
FORT MILL, SC
Current

November 20, 2024 - Present

LPL FINANCIAL LLC

Office #1: 1055 Lpl Way, Fort Mill, SC 29715
RIA
BD
CRD#: 6413
FORT MILL, SC
Current

July 27, 2026 - Present

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

BD
CRD#: 130139
CHARLOTTE, NC
Past

August 17, 2022 - September 20, 2024

ALIGHT FINANCIAL SOLUTIONS, LLC

BD
CRD#: 36509
CHICAGO, IL
Past

June 25, 2019 - August 16, 2022

ALLY INVEST SECURITIES LLC

BD
CRD#: 136131
Charlotte, NC
Past

February 15, 2016 - May 8, 2019

ALIGHT FINANCIAL SOLUTIONS, LLC

BD
CRD#: 36509
CHARLOTTE, NC
Past

April 20, 2015 - August 27, 2015

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CHARLOTTE, NC
Past

January 1, 2014 - September 12, 2014

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/27/2026)
RR
Alaska
(7/27/2026)
RR
Arizona
(7/27/2026)
RR
Arkansas
(7/27/2026)
RR
California
(7/27/2026)
RR
Colorado
(7/27/2026)
RR
Connecticut
(7/27/2026)
RR
Delaware
(7/27/2026)
RR
District of Columbia
(7/27/2026)
RR
Florida
(7/27/2026)
RR
Georgia
(7/27/2026)
RR
Hawaii
(7/27/2026)
RR
Idaho
(7/27/2026)
RR
Illinois
(7/27/2026)
RR
Indiana
(7/27/2026)
RR
Iowa
(7/27/2026)
RR
Kansas
(7/27/2026)
RR
Kentucky
(7/27/2026)
RR
Louisiana
(7/27/2026)
RR
Maine
(7/27/2026)
RR
Maryland
(7/27/2026)
RR
Massachusetts
(7/27/2026)
RR
Michigan
(7/27/2026)
RR
Minnesota
(7/27/2026)
RR
Mississippi
(7/27/2026)
RR
Missouri
(7/27/2026)
RR
Montana
(7/27/2026)
RR
Nebraska
(7/27/2026)
RR
Nevada
(7/27/2026)
RR
New Hampshire
(7/27/2026)
RR
New Jersey
(7/27/2026)
RR
New Mexico
(7/27/2026)
RR
New York
(7/27/2026)
RR
North Carolina
(9/23/2024)
RR
North Dakota
(7/27/2026)
RR
Ohio
(7/28/2026)
RR
Oklahoma
(7/27/2026)
RR
Oregon
(7/27/2026)
RR
Pennsylvania
(7/27/2026)
RR
Rhode Island
(7/27/2026)
RR
South Carolina
(9/23/2024)
RR
South Dakota
(7/27/2026)
RR
Tennessee
(7/27/2026)
RR
Texas
(7/27/2026)
RR
Utah
(7/27/2026)
RR
Vermont
(7/27/2026)
RR
Virginia
(7/27/2026)
RR
Washington
(7/27/2026)
RR
West Virginia
(7/27/2026)
RR
Wisconsin
(7/27/2026)
RR
Wyoming
(7/27/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/6/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/30/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/2/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WE
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139 / SEC#: , 8-66305

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Loading...

Contact information

Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Phone number
(763) 417-1700
Established
Minnesota since 06/02/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WEALTH ENHANCEMENT GROUP, LLCOWNER
CAHN, JAMES LORENVICE PRESIDENT6052512
CAIN, STEPHANIE MHEAD OF SUPERVISION4081085
CLARK, LISA LYNNOPERATIONS OFFICER2271616
DEKKO, JEFFREY THOMAS HAROLDVICE PRESIDENT4648018
DIECKHAUS, JOSEPH ALANCHIEF COMPLIANCE OFFICER5374613
FURCHT, ELIZABETH ANNSECRETARY5778785
WINDORSKI, KELLY JOSEPHCHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL3211118

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139Fort Mill, SC 29715

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