James F. Varsam
Professional summary
James Fotios Varsam is a registered financial professional currently at BTIG, LLC located in Garden City, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2008. James has worked at 1 firm and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Fotios Varsam's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2008 - Present
BTIG, LLC
Office #1: 100 Quentin Roosevelt Blvd Suite 103, Garden City, NY 11530State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/20/2010)
(4/20/2010)
(4/20/2010)
(8/31/2010)
(4/20/2010)
(11/25/2014)
(4/20/2010)
(4/20/2010)
(4/20/2010)
(8/30/2016)
(4/20/2010)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/3/2009
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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