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AP

Alvaro L. Pereyra

KW SECURITIES
SMITHTOWN, NY 11787
Some features on this profile are disabled
CRD#: 5578565
AP

Professional summary

Alvaro Luis Pereyra is a registered financial professional currently at KW SECURITIES CORPORATION located in Smithtown, New York and PRE-IPO STREET INC. located in Smithtown, New York.

Alvaro is registered as a RR (Registered Representative) and started their career in finance in 2009. Alvaro has worked at 12 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alvaro Luis Pereyra's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 9, 2024 - Present

KW SECURITIES CORPORATION

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787
BD
CRD#: 8237
SMITHTOWN, NY
Current

September 13, 2024 - Present

PRE-IPO STREET INC.

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787
BD
CRD#: 173426
SMITHTOWN, NY
Current

January 31, 2025 - Present

PRIMARYBID SECURITIES INC.

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787
BD
CRD#: 317798
Smithtown, NY
Current

June 2, 2025 - Present

UTILITY CAPITAL PARTNERS, LLC

Office #1: 732 Smithtown Bypass Suite 203, Smithtown, NY 11787
BD
CRD#: 312158
SMITHTOWN, NY
Past

October 1, 2024 - May 30, 2025

SECURITIES CLUB BROKER-DEALER, LLC

BD
CRD#: 284893
PALM BEACH, FL
Past

September 9, 2024 - October 14, 2024

AET INVESTMENT SERVICES, LLC

BD
CRD#: 40878
SPOKANE, WA
Past

March 3, 2023 - August 30, 2024

NORTHBOUND SECURITIES LLC

BD
CRD#: 314549
Miami, FL
Past

June 23, 2021 - April 1, 2024

VESTFI INC.

BD
CRD#: 312624
Miami, FL
Past

June 27, 2019 - March 1, 2021

PASSFOLIO SECURITIES, LLC

BD
CRD#: 299874
SAN FRANCISCO, CA
Past

July 31, 2014 - August 9, 2017

BCI SECURITIES, INC.

RIA
CRD#: 168047
MIAMI, FL
Past

May 16, 2014 - August 9, 2017

BCI SECURITIES, INC.

BD
CRD#: 168047
MIAMI, FL
Past

June 26, 2009 - December 15, 2015

MERCOR SECURITIES LLC

BD
CRD#: 149016
NEW YORK, NY
Past

February 26, 2009 - October 22, 2012

MERCOR ASSET MANAGEMENT LLC

RIA
CRD#: 148047
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/9/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/18/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/26/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 8/9/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/29/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

UC
UTILITY CAPITAL PARTNERS, LLC
EXCELERATION CAPITAL LLC | UTILITY CAPITAL PARTNERS, LLC

CRD#: 312158 / SEC#: , 8-70639

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
732 Smithtown Bypass Suite 203, Smithtown, NY 11787
Mailing Address
732 Smithtown Bypass Suite 203, Smithtown, NY 11787
Phone number
(631) 595-5309
Established
Colorado since 03/06/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UTILITY CAPITAL HOLDINGS, LLCPARENT COMPANY AND DIRECT OWNER OF THE APPLICANT
PEREYRA, ALVARO LUISCHIEF EXECUTIVE OFFICER5578565
RUSSELL, SARAH DETLINGPRINCIPAL FINANCIAL OFFICER & FINOP6727189
STACHE, PAUL GERARDCHIEF COMPLIANCE OFFICER, EXECUTIVE REP. & AMLCO1170097

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UTILITY CAPITAL PARTNERS, LLC

CRD#: 312158Smithtown, NY 11787

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