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CRD#: 173426
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PRE-IPO STREET INC. is located at 732 Smithtown Bypass Suite 203, Smithtown, NY 11787 and was first established at Long Island, Missouri in 11/22/1993. After operating for 32 years, PRE-IPO STREET INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PRE-IPO STREET INC.’s clients are individuals and 0% of their clients are high net worth individuals. PRE-IPO STREET INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PRE-IPO STREET INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PRE-IPO STREET INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PRE-IPO STREET INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PRE-IPO STREET INC. Comes From

Understanding the Statistics for PRE-IPO STREET INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
732 Smithtown Bypass Suite 203, Smithtown, NY 11787
Mailing Address
732 Smithtown Bypass Suite 203, Smithtown, NY 11787
Firm Size
Small
Phone Number
(631) 595-5305
Established
Missouri since 11/22/1993
Firm Type
Corporation
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BD 10, INC.100% OWNER OF APPLICANT
PEREYRA, ALVARO LUISCEO5578565
RAVISHANKAR, PRIYACCO5789297
RUSSELL, SARAH DETLINGPRINCIPAL FINANCIAL OFFICER (PFO AND FINOP)6727189

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Advisor's working at PRE-IPO STREET INC.

CD

Christopher D Driscoll

Christopher Driscoll
RR
CRD#: 4716573
Location:
Smithtown, NY 11787
Company:
PRE-IPO STREET INC.
Disclosures:
Experience:
20 years
View Profile
PR

Priya Ravishankar

RR
CRD#: 5789297
Location:
New York, NY 10005
Company:
ROYAL TREASURE SECURITIES LLC
Disclosures:
Experience:
15 years
View Profile
AP

Alvaro Luis Pereyra

RR
CRD#: 5578565
Location:
Smithtown, NY 11787
Company:
KW SECURITIES CORPORATION
Disclosures:
Experience:
17 years
View Profile
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