Alejandro J. Caceres
Professional summary
Alejandro J Caceres is a registered financial professional currently at ANDBANC BROKERAGE, LLC located in Miami, Florida.
Alejandro is registered as a RR (Registered Representative) and started their career in finance in 2009. Alejandro has worked at 3 firms and has passed the Series 7TO, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alejandro J Caceres's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2023 - Present
ANDBANC BROKERAGE, LLC
Office #1: 201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131February 15, 2019 - August 3, 2023
BOREAL CAPITAL SECURITIES LLC
January 1, 2009 - October 11, 2013
BNP PARIBAS INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/28/2023)
Exams
Series 7TO
Date: 2/14/2019
General Securities Representative ExaminationFINRA
Current Firm
ANDBANC BROKERAGE, LLC
CRD#: 155979 / SEC#: , 8-68759
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
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Company Information
ANDBANC BROKERAGE, LLC
CRD#: 155979Miami, FL 33131TRUST BUT VERIFY
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