Alejandro J Caceres
Professional Summary
Alejandro J Caceres is a registered financial advisor currently at ANDBANC BROKERAGE, LLC located in Miami, Florida. Alejandro is registered as a RR (Registered Representative) and started their career in finance in 2009. Alejandro has worked at 3 firms and has passed the Series 7TO, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
ANDBANC BROKERAGE, LLC
Contact Information
Main Address
201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131Mailing Address
201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131Phone Number
(305) 702-1617Established
Florida since 11/08/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (20 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/28/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Alejandro J Caceres's CRS (Customer Relationship Summary).
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