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HC

Hugh E. Campbell

EFCG TRANSACTION SERVICES
DENVER, CO
CRD#: 5573683
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HC
Hugh Ervin CampbellEFCG TRANSACTION SERVICES

Professional summary


Hugh Ervin Campbell, who also goes by Hugh Campbell, is a registered financial professional currently at EFCG TRANSACTION SERVICES LLC located in Denver, Colorado.

Hugh is registered as a RR (Registered Representative) and started their career in finance in 2008. Hugh has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Hugh Campbell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Hugh Ervin Campbell's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 27, 2026 - Present

EFCG TRANSACTION SERVICES LLC

BD
CRD#: 333770
DENVER, CO
Past

October 22, 2008 - April 27, 2026

CASCADIA CAPITAL, LLC

BD
CRD#: 101020
SEATTLE, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(5/27/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 1/23/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


ET
EFCG TRANSACTION SERVICES LLC
EFCG TRANSACTION SERVICES LLC

CRD#: 333770 / SEC#: , 8-71307

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
4915 W 31st Ave, Denver, CO 80212
Mailing Address
4915 W 31st Ave, Denver, CO 80212
Phone number
(212) 752-2203
Established
Delaware since 08/07/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
THE ENVIRONMENTAL FINANCIAL CONSULTING GROUP, LLCOWNER OF EFCG TRANSACTION SERVICES LLC
BARCLAY, JESSICA RENEE ZOFNASSCEO & AMLCO5372543
SHAW, EMILY GERBERCCO & PRINCIPAL6365820
THORNTON, STEVEN LEEPFO & FINOP4496384

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EFCG TRANSACTION SERVICES LLC

CRD#: 333770Denver, CO

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