Albert Shemtob

CAPITAL WEALTH ASSOCIATES

Blue Bell, PA 19422

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CRD#: 5572423

Professional summary

Albert Shemtob is a registered financial advisor currently at CAPITAL WEALTH ASSOCIATES, LLC located in Blue Bell, Pennsylvania.

Albert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Albert has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Shemtob Insurance Agency 790 Penllyn Bluebell Pike , Suite 301, Bluebell Pa 19422 Insurance only None Investment Related Al Shemtob -sole Agent Began business in 2013

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Shemtob's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2013 - Present

CAPITAL WEALTH ASSOCIATES, LLC

Office #1: 790 Penllyn Pike Suite 301, Blue Bell, PA 19422

RIA

CRD#: 166658

Blue Bell, PA

Past

February 11, 2009 - February 1, 2012

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/12/2013)

IAR

Pennsylvania
(3/15/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/19/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/10/2009

General Securities Representative Examination

Current Firm

CAPITAL WEALTH ASSOCIATES, LLC

CRD#: 166658 / SEC#:

Florida

Registered Investment Advisory firm - (6/12/2013 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/15/2013 Approved)

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Contact information

Main Address

790 Penllyn Pike Suite 301, Blue Bell, PA 19422

Mailing Address

Phone number

(215) 542-2109

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Albert Shemtob

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Shemtob's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL WEALTH ASSOCIATES, LLC

ALPS DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/19/2009

Series 7

Date: 2/10/2009

Current Firm

CAPITAL WEALTH ASSOCIATES, LLC

Contact information

Documents

Red Flags

Company Information

CAPITAL WEALTH ASSOCIATES, LLC

TRUST BUT VERIFY

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