AS
Albert Shemtob
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CRD#: 5572423
AS
Professional summary
Albert Shemtob was a registered financial advisor .
Albert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Albert had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Albert Shemtob's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 15, 2013 - December 31, 2025
CAPITAL WEALTH ASSOCIATES, LLC
RIA
CRD#: 166658
BLUE BELL, PA
Past
February 11, 2009 - February 1, 2012
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
DENVER, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(3/15/2013)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CW
CAPITAL WEALTH ASSOCIATES, LLC
CAPITAL WEALTH ASSOCIATES, LLC
CRD#: 166658 / SEC#:
Florida
Registered Investment Advisory firm - (6/12/2013 Approved)Pennsylvania
Registered Investment Advisory firm - (3/15/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
790 Penllyn Pike Suite 301, Blue Bell, PA 19422
Mailing Address
Phone number
(215) 542-2109
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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