Elisabeth A. Maiden
STRATEGIC ADVISERS | Vice President, Financial Consultant
LOS ANGELES, CA 90024
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CRD#: 5571806
Professional summary
Elisabeth A. Maiden, CFP®, who also goes by Elisabeth Ann Maiden, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Los Angeles, California and FIDELITY BROKERAGE SERVICES LLC located in Santa Monica, California.
Elisabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Elisabeth has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
Being from a military veteran family, I grew up at Air Force bases across the world. I believe I have a way of connecting with all types of people of different backgrounds. My mother, a first generation American, has opened my eyes to the dynamics that affect families in different ways. I've worked with many clients of different circumstances for over a decade and I truly believe that my experience & passion for learning and planning can help you with your own personal financial goals.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Estate Planning
Employee and Employer Plan Ben...
Investment Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Elisabeth Ann Maiden
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Elisabeth A. Maiden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Education
University of Southern California
Bachelor of Science (BS) - Finance
2006
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #1: 10920 Wilshire Boulevard, Los Angeles, CA 90024Office #2: 1200 Wilshire Blvd, Santa Monica, CA 90403-5407RIA
CRD#: 104555
LOS ANGELES, CA
Current
September 8, 2010 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1200 Wilshire Blvd, Santa Monica, CA 90403-5407BD
CRD#: 7784
Santa Monica, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SANTA MONICA, CA
Past
April 21, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PLAYA VISTA, CA
Past
April 22, 2010 - May 25, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
WOODLAND HILLS, CA
Past
May 8, 2009 - April 23, 2010
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
WOODLAND HILLS, CA
Past
August 5, 2008 - February 26, 2009
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
WOODLAND HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/8/2010)
RR
California(9/8/2010)
IAR
California(3/31/2025)
RR
Colorado(1/3/2013)
RR
District of Columbia(1/9/2026)
RR
Florida(8/15/2017)
RR
Hawaii(9/19/2019)
RR
Idaho(6/12/2020)
RR
Illinois(9/19/2019)
RR
Iowa(5/15/2020)
RR
Maine(3/2/2024)
RR
Maryland(1/7/2026)
RR
Massachusetts(1/3/2020)
RR
Minnesota(9/19/2019)
RR
Missouri(3/25/2023)
RR
Montana(1/6/2017)
RR
Nevada(9/8/2010)
RR
New York(9/19/2019)
RR
North Carolina(6/15/2023)
RR
Oregon(4/10/2014)
RR
Pennsylvania(1/2/2015)
RR
Puerto Rico(3/25/2020)
RR
South Carolina(3/2/2024)
RR
Tennessee(2/12/2021)
RR
Texas(8/12/2014)
IAR
Texas(3/31/2025)
RR
Virginia(4/23/2020)
RR
Washington(8/12/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)PREMIUM
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Los Angeles, CA 90024TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
