AA
Amos Akinyooye
CETERA INVESTMENT ADVISERS LLC
JERICHO, NY 11753
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CRD#: 5569402
AA
Professional summary
Amos Akinyooye is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Jericho, New York and CETERA ADVISORS LLC located in Jericho, New York.
Amos is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Amos has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NON-VARIABLE INSURANCE START DATE: 08/2008 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE 2. NAME OF OTHER BUSINESS: RENTAL PROPERTIES INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: TWO RENTAL PROPERTIES START DATE: 01/2014 APX NUMBER OF HOURS PER WEEK: 02 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: LANDLORD BRIEF DESCRIPTION OF DUTIES: RENT OUT THE PROPERTY. COLLECT RENT AND PAY THE MORTGAGE 3. NAME OF OTHER BUSINESS: ASTON CONSULTING GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES DBA START DATE: 09/2004 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS:40 POSITION/TITLE/RELATIONSHIP: PRESIDENT BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES TO CLIENTS
CRS (Client Relationship Summary) - RIA
Click below to view Amos Akinyooye's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 333 Jericho Trnpk Flr 1 Unit 122, Jericho, NY 11753RIA
CRD#: 105644
JERICHO, NY
Current
October 22, 2024 - Present
CETERA ADVISORS LLC
Office #1: 333 Jericho Tpke Floor 1, Unit 119, Jericho, NY 11753BD
CRD#: 10299
Jericho, NY
Past
February 6, 2009 - October 28, 2024
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
MELVILLE, NY
Past
October 20, 2008 - October 28, 2024
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
MELVILLE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/14/2024)
RR
Connecticut(10/22/2024)
RR
Florida(10/22/2024)
RR
Georgia(10/22/2024)
RR
Hawaii(10/22/2024)
RR
Maryland(10/22/2024)
RR
Massachusetts(10/22/2024)
RR
Michigan(10/22/2024)
RR
New Hampshire(10/22/2024)
RR
New Jersey(10/22/2024)
RR
New York(10/22/2024)
IAR
New York(10/22/2024)
RR
North Carolina(11/1/2024)
RR
Ohio(11/19/2024)
RR
Pennsylvania(10/22/2024)
RR
South Carolina(10/22/2024)
RR
Texas(10/22/2024)
IAR
Texas(10/22/2024)
RR
Virginia(10/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
