Shaun Halberda
Professional summary
Shaun Halberda, who also goes by Shaun T Halberda, Shaun Halberda, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Arlington, Virginia.
Shaun is registered as a RR (Registered Representative) and started their career in finance in 2008. Shaun has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shaun Halberda's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4000 Wilson Blvd., Arlington, VA 22203February 27, 2018 - September 22, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 27, 2018 - September 22, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 26, 2015 - February 13, 2018
MORGAN STANLEY
February 25, 2015 - February 13, 2018
MORGAN STANLEY
November 26, 2008 - February 24, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 17, 2008 - February 24, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/11/2026
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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