Yujing Xiao
Professional summary
Yujing Xiao, who also goes by Jenny Yujing XIao, Jenny Xiao, is a registered financial professional currently at BLACKROCK EXECUTION SERVICES located in New York, New York.
Yujing is registered as a RR (Registered Representative) and started their career in finance in 2008. Yujing has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yujing Xiao's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2019 - Present
BLACKROCK EXECUTION SERVICES
Office #1: 50 Hudson Yards, New York, NY 10001June 24, 2015 - July 12, 2019
RBC CAPITAL MARKETS, LLC
May 24, 2011 - June 17, 2015
DEUTSCHE BANK SECURITIES INC.
September 18, 2008 - May 5, 2011
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2019)
(7/17/2023)
(9/11/2019)
(9/11/2019)
Exams
FINRA
Current Firm
BLACKROCK EXECUTION SERVICES
CRD#: 39438 / SEC#: , 8-48719
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. | SHAREHOLDER | |
| DEVICO, JOSEPH GEORGE | DIRECTOR | 2808563 |
| HEROLD, MEREDITH L | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | DIRECTOR | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROHE, DOMINIK | DIRECTOR | 3275040 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| SKOWRONSKI, SCOTT MICHAEL | CHIEF OPERATING OFFICER | 5171257 |
| VILLACORTA, ROLAND ESTEBAN | DIRECTOR | 2566073 |
Red Flags
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