Heather O. Lawrence

ALPHA FINANCIAL ADVISORS

Charlotte, NC 28277-0524

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CRD#: 5562627

Professional summary

Heather Olinger Lawrence, CFP®, who also goes by Heather Olivia Olinger Lawrence, Heather Olivia Olinger, is a registered financial advisor currently at ALPHA FINANCIAL ADVISORS, LLC located in Charlotte, North Carolina.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Heather has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heather Olivia Olinger Lawrence | Heather Olivia Olinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Olinger Lawrence's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

March 24, 2023 - Present

ALPHA FINANCIAL ADVISORS, LLC

Office #1: 11325 N Community House Rd Suite #410, Charlotte, NC 28277-0524

RIA

CRD#: 122545

Charlotte, NC

Past

May 10, 2021 - March 16, 2023

RESILIENCE WEALTH ADVISORS

RIA

CRD#: 314166

CHARLOTTE, NC

Past

November 21, 2008 - June 13, 2016

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA

CRD#: 44430

CHARLOTTE, NC

Past

August 25, 2008 - June 13, 2016

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA FINANCIAL ADVISORS, LLC

CRD#: 122545 / SEC#: 801-79666

RIA

Registered Investment Advisory firm - (5/6/2014 Approved)

Florida

Registered Investment Advisory firm - (5/12/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (5/12/2014 Terminated)

South Carolina

Registered Investment Advisory firm - (5/12/2014 Terminated)

Texas

Registered Investment Advisory firm - (5/12/2014 Terminated)

Virginia

Registered Investment Advisory firm - (9/4/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/24/2023)

IAR

Texas
(3/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/13/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2008

General Securities Representative Examination

Current Firm

ALPHA FINANCIAL ADVISORS, LLC

CRD#: 122545 / SEC#: 801-79666

RIA

Registered Investment Advisory firm - (5/6/2014 Approved)

Florida

Registered Investment Advisory firm - (5/12/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (5/12/2014 Terminated)

South Carolina

Registered Investment Advisory firm - (5/12/2014 Terminated)

Texas

Registered Investment Advisory firm - (5/12/2014 Terminated)

Virginia

Registered Investment Advisory firm - (9/4/2007 Terminated)

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Contact information

Main Address

11325 N Community House Rd Suite #410, Charlotte, NC 28277-0524

Mailing Address

Phone number

(704) 716-1100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-6-27 ADV FIRM BROCHURE (6/27/2025)

Regulatory assets under management

Total Number of Accounts	1,473
AUM (Assets Under Management)	$ 503,100,285

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2024	Cover Page	Report
12/20/2023	Cover Page	Report
01/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Heather O. Lawrence

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Olinger Lawrence's CRS (Customer Relationship Summary).

Certified licenses

Experience

RESILIENCE WEALTH ADVISORS

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

Primary Firm SEC Registration

ALPHA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2008

SIE

Date: 6/13/2016

Series 7

Date: 8/21/2008

Current Firm

ALPHA FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHA FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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