Qian Liu
Professional summary
Qian Liu is a registered financial professional currently at GUIDELINE SECURITIES, LLC located in Burlingame, California.
Qian is registered as a RR (Registered Representative) and started their career in finance in 2025. Qian has worked at 1 firm and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Qian Liu's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2025 - Present
GUIDELINE SECURITIES, LLC
Office #1: 1412 Chapin Avenue, Burlingame, CA 94010Office #2: 1412 Chapin Ave, Burlingame, CA 94010State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2025)
Exams
Series 99TO
Date: 6/18/2025
Operations Professional ExaminationSeries 7TO
Date: 1/11/2025
General Securities Representative ExaminationFINRA
Current Firm
GUIDELINE SECURITIES, LLC
CRD#: 332412 / SEC#: , 8-71305
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GUIDELINE HOLDINGS, LLC | SOLE MEMBER | |
| LIU, QIAN | CHIEF EXECUTIVE OFFICER | 5562584 |
| MASTROBATTISTO, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 5667446 |
| MEYERS, CHRISTOPHER M JR | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6122487 |
| WISNIEWSKI, JONATHAN BRUCE | PRINCIPAL OPERATIONS OFFICER | 6011199 |
Red Flags
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