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KB

Kimberly R. Brown

BREAN CAPITAL
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 5561854
KB

Professional summary

Kimberly Rose Brown, who also goes by Kimberly Rose Brown, Kimberly Rose Ching, is a registered financial professional currently at BREAN CAPITAL, LLC located in Atlanta, Georgia.

Kimberly is registered as a RR (Registered Representative) and started their career in finance in 2008. Kimberly has worked at 8 firms and has passed the Series 65, Series 66, Series 99TO, SIE, Series 87, Series 7, Series 28, Series 27, Series 10, Series 9, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kimberly Rose Brown | Kimberly Rose Ching

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kimberly Rose Brown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 1, 2026 - Present

BREAN CAPITAL, LLC

Office #1: 3414 Peachtree Road Ne Suite 270 & 750, Atlanta, GA 30326
BD
CRD#: 23723
Atlanta, GA
Past

January 7, 2022 - January 30, 2026

JANNEY MONTGOMERY SCOTT LLC

RIA
CRD#: 463
Atlanta, GA
Past

May 31, 2019 - January 30, 2026

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
Atlanta, GA
Past

February 9, 2016 - August 2, 2016

FIG PARTNERS, LLC

RIA
CRD#: 41554
ATLANTA, GA
Past

February 2, 2016 - November 25, 2019

FIG PARTNERS, LLC

BD
CRD#: 41554
ATLANTA, GA
Past

February 24, 2014 - February 3, 2016

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
NEW YORK, NY
Past

February 24, 2014 - February 3, 2016

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

March 10, 2011 - February 11, 2014

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
ATLANTA, GA
Past

March 8, 2011 - February 11, 2014

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA
Past

July 17, 2009 - March 14, 2011

BLUECHIP WEALTH ADVISORS LLC

RIA
CRD#: 150008
ALPHARETTA, GA
Past

May 20, 2009 - October 19, 2009

TRIAD ADVISORS LLC

RIA
CRD#: 25803
ALPHARETTA, GA
Past

May 13, 2009 - March 4, 2011

TRIAD ADVISORS LLC

BD
CRD#: 25803
ALPHARETTA, GA
Past

January 26, 2009 - May 11, 2009

LPL FINANCIAL LLC

RIA
CRD#: 6413
ALPHARETTA, GA
Past

December 23, 2008 - May 11, 2009

LPL FINANCIAL LLC

BD
CRD#: 6413
ALPHARETTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(2/1/2026)
RR
New York
(2/1/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/5/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 1/21/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 2/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 10/20/2016
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 12/22/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 2/1/2026
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 11/20/2025
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/27/2020
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 2/13/2020
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/11/2016
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/30/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

BC
BREAN CAPITAL, LLC
BREAN CAPITAL, LLC | NATIONAL LIQUIDATORS, INC | CARRET SECURITIES, LLC | CARRET SECURITIES, INC. | BREAN MURRAY, CARRET & CO., LLC.

CRD#: 23723 / SEC#: , 8-40742

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
505 Fifth Avenue 5th Floor, New York, NY 10017
Mailing Address
505 Fifth Avenue 5th Floor, New York, NY 10017
Phone number
(212) 702-6500
Established
Delaware since 02/03/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BMUR HOLDINGS, LLCHOLDING COMPANY
HUNT FS HOLDINGS III, LLCHOLDING COMPANY
ALLURED LLCHOLDING COMPANY
LIZINATOR LLCHOLDING COMPANY
BREAN CAPITAL HOLDINGS, LLCHOLDING COMPANY
CORWEN, STEPHEN MILLERHEAD OF MBS/ABS SALES2943061
FINE, ROBERT MICHAELCHIEF EXECUTIVE OFFICER1450313
GUZMAN, JEFFREY MCHIEF COMPLIANCE OFFICER3095123
LAMARSH, JONATHAN ANDREWPRINCIPAL OPERATIONS OFFICER5436335
MACKLIN, JOHN TIMOTHYPRINCIPAL OPERATIONS OFFICER1446800
SARABELLA, ARNOLDCHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER1717059
TIRSCHWELL, ROBERT MOYSEEXECUTIVE MANAGING DIRECTOR2230453

Disclosures

Regulatory Event12

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BREAN CAPITAL, LLC

CRD#: 23723Atlanta, GA 30326

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