SL
Steven Q. Lindgren
CROWN WEALTH GROUP LLC
Charlotte, NC 28203
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CRD#: 5561660
SL
Professional summary
Steven Quinton Lindgren is a registered financial advisor currently at CROWN WEALTH GROUP LLC located in Charlotte, North Carolina.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Steven has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) STEVE LINDGREN
POSITION: Insurance agent NATURE: Insurance agent providing various types of life insurance for friends, family and new clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2018
ADDRESS: 9115 HARRIS CORNERS PKWY, SUITE 250, CHARLOTTE NC 28269, United States
DESCRIPTION: Research of life products. Speaking with potential clients
2) Charlotte Economics Club Board of Directors; Investment Related: No; Location: Charlotte, NC; Description of the business: Steve was just voted onto the board of the Charlotte Economics Club and will participate on the sponsorships committee; Responsibilities Duties: The sponsorships committee role will be: (i) driving corporate memberships (ii) working with the rest of the board to schedule speakers that local economists would like to hear from (iii) Driving individual membership (iv) Help facilitate professional networking for Charlotte professionals in finance and economic roles; Start date with business: 2020-12-09; Hours devoted to business during trading hours: 2; Hours devoted to business outside trading hours: 3.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Quinton Lindgren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 8, 2019 - Present
CROWN WEALTH GROUP LLC
Office #1: 2108 South Boulevard Unit 300, Charlotte, NC 28203RIA
CRD#: 299732
Charlotte, NC
Past
November 2, 2017 - March 6, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
CHARLOTTE, NC
Past
September 25, 2013 - March 6, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
CHARLOTTE, NC
Past
February 14, 2012 - September 9, 2013
NORTHLAND SECURITIES, INC.
BD
CRD#: 40258
MINNEAPOLIS, MN
Past
April 16, 2010 - May 25, 2011
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
NASHVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CROWN WEALTH GROUP LLC
CROWN WEALTH GROUP LLC
CRD#: 299732 / SEC#: 801-120589
RIA
Registered Investment Advisory firm - (3/24/2021 Approved)New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)North Carolina
Registered Investment Advisory firm - (4/7/2021 Terminated)South Carolina
Registered Investment Advisory firm - (4/6/2021 Terminated)Texas
Registered Investment Advisory firm - (4/6/2021 Terminated)Virginia
Registered Investment Advisory firm - (4/7/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(3/8/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
CROWN WEALTH GROUP LLC
CROWN WEALTH GROUP LLC
CRD#: 299732 / SEC#: 801-120589
RIA
Registered Investment Advisory firm - (3/24/2021 Approved)New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)North Carolina
Registered Investment Advisory firm - (4/7/2021 Terminated)South Carolina
Registered Investment Advisory firm - (4/6/2021 Terminated)Texas
Registered Investment Advisory firm - (4/6/2021 Terminated)Virginia
Registered Investment Advisory firm - (4/7/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2108 South Boulevard Unit 300, Charlotte, NC 28203
Mailing Address
Phone number
(704) 360-3995
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 949 |
| AUM (Assets Under Management) | $ 316,523,852 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
