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WR

Wayne W. Roser

CRAFT CAPITAL MANAGEMENT LLC
Garden City, NY 11530
Some features on this profile are disabled
CRD#: 5560903
WR

Professional summary

Wayne Warren Roser 2ND, who also goes by Wayne Warren Roser 2nd, Wayne Warren Roser, is a registered financial professional currently at CRAFT CAPITAL MANAGEMENT LLC located in Garden City, New York.

Wayne is registered as a RR (Registered Representative) and started their career in finance in 2008. Wayne has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Wayne Warren Roser 2nd | Wayne Warren Roser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wayne Warren Roser 2ND's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 16, 2025 - Present

CRAFT CAPITAL MANAGEMENT LLC

Office #1: 377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530
BD
CRD#: 171350
Garden City, NY
Past

February 13, 2023 - October 6, 2025

THINKEQUITY LLC

BD
CRD#: 20996
NEW YORK, NY
Past

September 14, 2020 - February 13, 2023

A.G.P. / ALLIANCE GLOBAL PARTNERS

BD
CRD#: 8361
New York, NY
Past

February 13, 2015 - September 15, 2020

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

July 21, 2009 - March 13, 2015

WOODSTOCK FINANCIAL GROUP, INC.

BD
CRD#: 38095
WOODSTOCK, GA
Past

May 8, 2009 - June 5, 2009

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
GARDEN CITY, NY
Past

September 22, 2008 - April 29, 2009

WOODSTOCK FINANCIAL GROUP, INC.

BD
CRD#: 38095
GARDEN CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/16/2025)
RR
Colorado
(10/16/2025)
RR
Florida
(10/16/2025)
RR
Georgia
(10/16/2025)
RR
Illinois
(10/16/2025)
RR
Louisiana
(10/16/2025)
RR
Massachusetts
(10/16/2025)
RR
Nevada
(10/16/2025)
RR
New Jersey
(10/16/2025)
RR
New York
(10/16/2025)
RR
North Carolina
(10/21/2025)
RR
Ohio
(10/16/2025)
RR
Pennsylvania
(10/16/2025)
RR
Texas
(10/16/2025)
RR
Utah
(10/16/2025)
RR
Virginia
(10/16/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/6/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

CC
CRAFT CAPITAL MANAGEMENT LLC
CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350 / SEC#: , 8-69455

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530
Mailing Address
377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530
Phone number
(516) 833-1325
Established
New York since 10/15/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CRAFT ASSET HOLDINGS LLCMANAGING MEMBER
FURST, RONALD ALLANCCO/ROP1007934
KIRONT, BARRY MICHAELCEO2281871
KIRONT, STEPHEN MARKEVP/COO2009609
RYAN, KIMBERLY ANNFINOP4316310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350Garden City, NY 11530

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