Michael J. Dorsey
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
NAPERVILLE, IL
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CRD#: 5557851
Professional summary
Michael John Dorsey, CFP®, who also goes by Michael J Dorsey, Michael John Dorsey, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Naperville, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Naperville, Illinois.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Biography
My role as a Financial Consultant allows me the pleasure to meet with clients and help them with their finances. All clients are different and I pride myself in taking the time to understand their unique goals. I treat my clients like family and enjoy having honest conversations with them. My wife and I live in Naperville and have two young boys. We enjoy entertaining and spending time on the Riverwalk. Additionally I volunteer my time providing education of financial markets to local schools.
Question & Answer
What are your service offerings?
Retirement Income Management
Retirement Planning
Investment Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Michael J Dorsey | Michael John Dorsey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Dorsey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Education
Northern Illinois University
Master of Business Administration (MBA) - Finance
2016
University of Iowa
Bachelor of Economics - Economics
2008
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1823 Freedom Drive, Naperville, IL 60563RIA
CRD#: 104555
NAPERVILLE, IL
Current
March 19, 2012 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1823 Freedom Drive, Naperville, IL 60563BD
CRD#: 7784
NAPERVILLE, IL
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NAPERVILLE, IL
Past
March 20, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NAPERVILLE, IL
Past
May 6, 2011 - March 5, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
CHICAGO, IL
Past
May 6, 2011 - March 5, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
November 10, 2009 - May 6, 2011
NEW ENGLAND SECURITIES
RIA
CRD#: 615
NORTHBROOK, IL
Past
September 1, 2008 - May 6, 2011
NEW ENGLAND SECURITIES
BD
CRD#: 615
NORTHBROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/8/2021)
RR
Arizona(1/5/2016)
RR
Arkansas(9/23/2019)
RR
California(7/2/2012)
RR
Colorado(12/14/2012)
RR
Connecticut(9/23/2019)
RR
District of Columbia(8/13/2021)
RR
Florida(7/2/2012)
RR
Georgia(9/23/2019)
RR
Idaho(8/11/2017)
RR
Illinois(3/19/2012)
IAR
Illinois(3/31/2025)
RR
Indiana(12/14/2012)
RR
Iowa(12/14/2012)
RR
Kentucky(10/9/2020)
RR
Maryland(1/5/2016)
RR
Massachusetts(8/15/2017)
RR
Michigan(7/2/2012)
RR
Minnesota(1/5/2016)
RR
Mississippi(4/23/2020)
RR
Missouri(7/2/2012)
RR
Montana(7/8/2022)
RR
Nebraska(9/23/2019)
RR
Nevada(12/14/2012)
RR
New Jersey(12/14/2012)
RR
New Mexico(4/23/2020)
RR
New York(7/2/2012)
RR
North Carolina(7/3/2012)
RR
Ohio(12/17/2012)
RR
Oregon(1/2/2015)
RR
Pennsylvania(1/5/2016)
RR
South Carolina(11/28/2016)
RR
South Dakota(4/23/2020)
RR
Tennessee(12/8/2015)
RR
Texas(7/2/2012)
IAR
Texas(3/31/2025)
RR
Utah(1/4/2019)
RR
Virginia(10/4/2016)
RR
Washington(9/23/2019)
RR
Wisconsin(7/2/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Naperville, ILTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
