GG
George B. Goodman
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Matthews, NC
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CRD#: 5555227
GG
Professional summary
George Bryant Goodman, CFP®, who also goes by Bryant Goodman, G Bryant Goodman, George Bryant Goodman, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Matthews, North Carolina and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Charlotte, North Carolina.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. George has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bryant Goodman | G Bryant Goodman | George Bryant Goodman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GREH LLC, 1009 FORBISHIRE DR MATTHEWS NC, 01/2019, OWNER, REAL ESTATE, NIR, 20 HR/MO 0 HR/MO TRADING 2) GRED LLC, 1009 FORBISHIRE DR MATTHEWS NC, 01/2019, OWNER, REAL ESTATE, NIR, 20 HR/MO 0 HR/MO TRADING 3) BRYANT GOODMAN, 1009 FORBISHIRE DR MATTHEWS NC, 01/2019, OWNER, REAL ESTATE, NIR, 20 HR/MO 0 HR/MO TRADING 4) BRYANT GOODMAN, MATTHEWS NC 28104, 11/2010, LEADER, FOUNDER OF NETWORKING GROUP, NIR, 8 HR/MO 8 HR TRADING 5) ENSEMBLE FINANCIAL STRATEGIES, MATTHEWS NC 28104, 06/2022, INSURANCE AGENT, INV REL, 30 HR/MO 30 HR TRADING 6) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2023, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 7) GREH LLC, 1009 FORBISHIRE DR MATTHEWS NC, 01/2019, OWNER, REAL ESTATE, NIR, 20 HR/MO 0 HR/MO TRADING 8) BNI PRESIDENT, 14825 Ballantyne Village Way, Charlotte NC 28277, United States, 10/01/2024, President, Networking, NIR, 8 HR/MO 6 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view George Bryant Goodman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
January 3, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 415 S. Sharon Amity Rd. Suite B, Charlotte, NC 28211RIA
CRD#: 134139
Matthews, NC
Current
January 3, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 415 S. Sharon Amity Rd. Suite B, Charlotte, NC 28211BD
CRD#: 39543
Charlotte, NC
Past
June 15, 2009 - January 4, 2023
OSAIC FS, INC.
RIA
CRD#: 3870
CHARLOTTE, NC
Past
March 26, 2009 - January 4, 2023
OSAIC FS, INC.
BD
CRD#: 3870
CHARLOTTE, NC
Past
September 18, 2008 - March 2, 2009
EDWARD JONES
RIA
CRD#: 250
CHARLOTTE, NC
Past
August 15, 2008 - March 2, 2009
EDWARD JONES
BD
CRD#: 250
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/3/2023)
RR
Maine(1/3/2023)
RR
Massachusetts(1/3/2023)
RR
Michigan(1/3/2023)
RR
Missouri(1/3/2023)
RR
North Carolina(1/3/2023)
IAR
North Carolina(1/3/2023)
RR
Pennsylvania(1/3/2023)
RR
South Carolina(1/3/2023)
RR
Virginia(1/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
