ZS
Zachary A. Swartz
FORVIS MAZARS WEALTH ADVISORS
Charlotte, NC 28209
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CRD#: 5553731
ZS
Professional summary
Zachary Allyn Swartz, who also goes by Zach Swartz, is a registered financial advisor currently at FORVIS MAZARS WEALTH ADVISORS, LLC located in Charlotte, North Carolina.
Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Zachary has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zach Swartz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Missouri State University, Education Institution, 901 S National Ave, Springfield, MO 65897, Instructor, Spring 2024 for 1 semester, 10 hours none during trading hours. Teaching one course related to Portfolio Management.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Allyn Swartz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2008 - Present
FORVIS MAZARS WEALTH ADVISORS, LLC
Office #1: 4350 Congress Street Suite 300, Charlotte, NC 28209Office #2: 1410 Spring Hill Road Suite 500, Tysons, VA 22102Office #3: 910 East St Louis St, Springfield, MO 65806Office #4: 1003 Red Banks Road, Greenville, NC 27858Office #5: 1901 S. Meyers Road Suite 500, Oakbrook Terrace, IL 60181Office #6: 100 N. Main Street Suite 2300, Winston-salem, NC 27101Office #7: 901 East Cary Street Suite 1000, Richmond, VA 23219Office #8: 440 Monticello Ave Suite 1800, Norfolk, VA 23510Office #9: 1801 California Street Suite 3900, Denver, CO 80202-5822RIA
CRD#: 110905
Charlotte, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FORVIS MAZARS WEALTH ADVISORS, LLC
BKD INVESTMENT ADVISORS LLC | FORVIS WEALTH ADVISORS, LLC | FORVIS PRIVATE CLIENT | FORVIS MAZARS WEALTH ADVISORS, LLC | FORVIS MAZARS WEALTH ADVISORS | FORVIS MAZARS PRIVATE CLIENT | BKDWA | BKDIA | BKD WEALTH ADVISORS, LLC
CRD#: 110905 / SEC#: 801-56928
RIA
Registered Investment Advisory firm - (10/28/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(1/3/2024)
IAR
Illinois(1/3/2024)
IAR
Missouri(1/3/2024)
IAR
North Carolina(1/9/2025)
IAR
Texas(1/3/2024)
IAR
Virginia(1/9/2025)
Current Firm
FM
FORVIS MAZARS WEALTH ADVISORS, LLC
BKD INVESTMENT ADVISORS LLC | FORVIS WEALTH ADVISORS, LLC | FORVIS PRIVATE CLIENT | FORVIS MAZARS WEALTH ADVISORS, LLC | FORVIS MAZARS WEALTH ADVISORS | FORVIS MAZARS PRIVATE CLIENT | BKDWA | BKDIA | BKD WEALTH ADVISORS, LLC
CRD#: 110905 / SEC#: 801-56928
RIA
Registered Investment Advisory firm - (10/28/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
910 East St Louis St, Springfield, MO 65806
Mailing Address
Phone number
(417) 831-7283
Established
Firm type
Fiscal year end
# of Employees
123
SEC notice filing (41 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,227 |
| AUM (Assets Under Management) | $ 9,751,986,659 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/18/2025 | ||
| 09/18/2024 | ||
| 01/23/2024 | ||
| 11/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
