Luc-henry S. Rousselle
Professional summary
Luc-henry Stephane Rousselle, who also goes by Luc-henry Rousselle, is a registered financial professional currently at DC ADVISORY located in Washington Dc, District Of Columbia.
Luc-henry is registered as a RR (Registered Representative) and started their career in finance in 2008. Luc-henry has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luc-henry Stephane Rousselle's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2023 - Present
DC ADVISORY
Office #1: 1425 K Street, Nw Suite 900, Washington Dc, DC 20005January 25, 2019 - March 14, 2023
WILLIAM HOOD & COMPANY
June 8, 2017 - January 15, 2019
LSH PARTNERS SECURITIES LLC
November 25, 2009 - June 4, 2012
MOELIS & COMPANY LLC
September 22, 2008 - April 2, 2009
BARCLAYS CAPITAL INC.
September 12, 2008 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2023)
Exams
Series 17
Date: 9/11/2008
Limited Registered Representative ExaminationFINRA
Current Firm
DC ADVISORY
CRD#: 129919 / SEC#: , 8-66273
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CORPORATE ADVISORY HOLDINGS INC. | SHAREHOLDER | |
| BAYER, JONATHAN LEWIS | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 5050555 |
| DONOHUE, JOSEPH THOMAS | VICE CHAIRMAN | 1630441 |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 |
| KOHR, WILLIAM EDWARD | CHIEF EXECUTIVE OFFICER | 1563851 |
| PACITTO, PETER JOSEPH | CHIEF ADMINISTRATIVE OFFICER, CFO, FINOP | 1700696 |
Red Flags
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