Roxana M. Evans
Professional summary
Roxana Martinez Evans, who also goes by Roxana M Evans, Roxana Evans, Roxana Martinez, is a registered financial professional currently at INVESTMENT PLACEMENT GROUP located in San Diego, California.
Roxana is registered as a RR (Registered Representative) and started their career in finance in 2009. Roxana has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roxana Martinez Evans's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2023 - Present
INVESTMENT PLACEMENT GROUP
Office #1: 501 West Broadway Suite 1350, San Diego, CA 92101November 30, 2021 - February 25, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 8, 2017 - May 18, 2020
INVESTMENT PLACEMENT GROUP
February 3, 2014 - December 1, 2017
INSIGHT SECURITIES, INC.
October 23, 2009 - January 31, 2014
ARGENTUS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2023)
(10/9/2023)
Exams
FINRA
Nasdaq Stock Market
Current Firm
INVESTMENT PLACEMENT GROUP
CRD#: 14458 / SEC#: , 8-30700
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AGCX TRUST UDT 7/25/1997 | SHAREHOLDER PURCHASED WEST BOWL CORP SHARES & GNZLZ-RUBIO FMLY WERE REISSUED | |
| THE ALDRETE FAMILY TRUST | SHAREHOLDER | |
| THE BENREY FAMILY TRUST, | SHAREHOLDER | |
| THEMIS INVESTMENT INC. | SHAREHOLDER - PURCHASED PART OF LEON KASSEL'S SHARES | |
| ALDRETE, ALFONSO | TRUSTEE OF THE ALDRETE FAMILY TRUST | 4352620 |
| BENREY, ALBERT | TRUSTEE OF THE BENREY FAMILY TRUST | 4290443 |
| GONZALEZRUBIO, ADOLFO | CHAIRMAN/CEO AND TRUSTEE OF THE AGCX TRUST | 2385116 |
| LASHKARI, DARIUS NMN | CHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 3061561 |
| SANCHEZ GAVITO, FRANCISCO XAVIER | MUNICIPAL SECURITIES PRINCIPAL | 6205321 |
| SANCHEZ GAVITO, FRANCISCO XAVIER | CROP/SROP | 6205321 |
| SOTO ACEVES, MARTHA ELIZABETH | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 5409623 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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