JL
Janelle L. Lind
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Tulsa, OK
Some features on this profile are disabled
CRD#: 5553060
JL
Professional summary
Janelle Larie Lind is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Tulsa, Oklahoma and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Littleton, Colorado.
Janelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Janelle has worked at 2 firms and has passed the Series 66, Series 7TO, SIE, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BACK OFFICE SUPPORT LLC, 12102 MELODY DR #304 WESTMINSTER CO, 06/2009, AS OWNER OF LLC, NIR, 5 HR/YR 0 HR/TRADING 2) JEM HOLDINGS LLC, 11740 HOLLY ST THORNTON CO, 02/2019, PARTNER, LLC THAT OWNS RENTAL PROPERTY, NIR, 5 HR/MO 0 HR/MO TRADING 3) JUNIOR LEAGUE OF DENVER FOUNDATION, 1301 S. Washington St., Denver CO 80210, United States, BOARD MEMBER, Board Member/Officer/Director/Committee, NIR, 2 HR/MO 0 HR/MO TRADING 4) BACK OFFICE SUPPORT LLC, 12102 MELODY DRIVE #304 WESTMINSTER CO, NOTARY, 08/2020, NIR, 15 HR/YR 5 HR/TRADING 5) YOUNG LIVING, 12102 MELODY DRIVE #304 WESTMINSTER CO, CONSULTANT, SALES REP, 06/2020, NIR, OWNER, 0/YR 0/TRADING 6) JEM3332 LLC, 11740 HOLLY STREET THORNTON CO, RENTAL PROPERTY, CO OWNER, 11/2020, NIR, 15/YR 0/TRADING 7) JEM6159 LLC, 11740 HOLLY STREET THORNTON CO, RENTAL PROPERTY, CO-OWNER, LLC, 11/2020, NIR, 15/YR 0/TRADING 8) JEM5546 LLC, 11740 HOLLY STREET THORNTON CO, RENTAL PROPERTY, OWNER LLC, 05/2021, NIR, 2 HR/MO 0 HR/MO TRADING 9) JEM7711 LLC, 11740 HOLLY STREET THORNTON CO, RENTAL PROPERTY, OWNER LLC, 05/01/21, NIR, 2 HR/MO 0 HR/MO TRADING 10) JEM 6613 LLC, 11740 HOLLY STREET THORNTON CO, RENTAL PROPERTY, OWNER LLC, 10/2021, NIR, 4HR/MO 0 HR/MO TRADING 11) JANELLE LIND, 8111 S 75th ave east, Tulsa CO 80233, United States, 01/2023, OWNER, REAL ESTATE, NIR, 3 HR/MO 0 HR/MO TRADING 12) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 02/2024, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 13) PREFERRED PARTNERS, 13984 W. Bolwes Ave. #102, Littleton CO 80127, 01/18/2024, Treasurer, Using a Trade Name/dba, NIR, 40 HR/MO, 40 HR/MO TRADING. 14) INSURANCE, 8111 S 75th Ave East, Tulsa OK 74133, United States, 09/17/2025, Beneficiary and contractor, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Janelle Larie Lind's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 350 Indiana Street Ste 730, Golden, CO 80401Office #3: 150 W 1st St., Ste. 220, New Richmond, WI 54017Office #4: 13984 W Bowles Ave., #200, Littleton, CO 80127RIA
CRD#: 134139
Tulsa, OK
Current
March 29, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 13984 W Bowles Ave., #200, Littleton, CO 80127Office #2: 350 Indiana Street, Suite 730, Golden, CO 80401Office #3: 150 W 1st St. Ste. 220, New Richmond, WI 54017BD
CRD#: 39543
Littleton, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/22/2024)
RR
Alaska(2/22/2024)
RR
Arizona(2/22/2024)
RR
Arkansas(2/22/2024)
RR
California(2/22/2024)
RR
Colorado(2/22/2024)
IAR
Colorado(2/22/2024)
RR
Connecticut(2/22/2024)
RR
Delaware(2/22/2024)
RR
District of Columbia(2/22/2024)
RR
Florida(2/22/2024)
RR
Georgia(2/22/2024)
RR
Hawaii(2/22/2024)
RR
Idaho(2/22/2024)
RR
Illinois(2/22/2024)
RR
Indiana(2/22/2024)
RR
Iowa(2/22/2024)
RR
Kansas(2/22/2024)
RR
Kentucky(2/22/2024)
RR
Louisiana(2/22/2024)
RR
Maine(2/22/2024)
RR
Maryland(2/22/2024)
RR
Massachusetts(2/22/2024)
RR
Michigan(2/22/2024)
RR
Minnesota(2/22/2024)
RR
Mississippi(2/22/2024)
RR
Missouri(2/22/2024)
RR
Montana(2/22/2024)
RR
Nebraska(2/22/2024)
RR
Nevada(2/22/2024)
RR
New Hampshire(2/22/2024)
RR
New Jersey(2/22/2024)
RR
New Mexico(2/22/2024)
RR
New York(2/22/2024)
RR
North Carolina(2/27/2024)
RR
North Dakota(2/22/2024)
RR
Ohio(2/22/2024)
RR
Oklahoma(2/22/2024)
IAR
Oklahoma(2/22/2024)
RR
Oregon(2/22/2024)
RR
Pennsylvania(2/22/2024)
RR
Puerto Rico(2/22/2024)
IAR
Puerto Rico(2/22/2024)
RR
Rhode Island(2/22/2024)
RR
South Carolina(2/22/2024)
RR
South Dakota(2/22/2024)
RR
Tennessee(2/22/2024)
RR
Texas(2/22/2024)
IAR
Texas(2/22/2024)
RR
Utah(2/22/2024)
RR
Vermont(2/22/2024)
RR
Virgin Islands(2/22/2024)
IAR
Virgin Islands(2/26/2024)
RR
Virginia(2/22/2024)
RR
Washington(2/22/2024)
RR
West Virginia(2/22/2024)
RR
Wisconsin(2/22/2024)
IAR
Wisconsin(7/2/2025)
RR
Wyoming(2/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/30/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
