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Keegan Collier Obrien

ARTISAN PARTNERS DISTRIBUTORS
Chicago, IL
·CRD# 5552111·17 years registered

Professional Summary

Keegan Collier Obrien is a registered financial advisor currently at ARTISAN PARTNERS DISTRIBUTORS LLC located in Chicago, Illinois. Keegan is registered as a RR (Registered Representative) and started their career in finance in 2009. Keegan has worked at 3 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years registered in the securities industry

Current & Past Employments

Current

ARTISAN PARTNERS DISTRIBUTORS LLCCurrent·CRD# 45446
BD
110 North Wacker Drive, Suite 3350, Chicago, IL 60606
December 3, 2019 - Present

Past

GOLDMAN SACHS & CO. LLCPast·CRD# 361
BD
New York, NY
September 14, 2011 - March 14, 2016
BARCLAYS CAPITAL INC.Past·CRD# 19714
RIA
New York, NY
August 26, 2009 - September 13, 2011
BARCLAYS CAPITAL INC.Past·CRD# 19714
BD
New York, NY
August 19, 2009 - September 13, 2011

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Current Firm

AP
ARTISAN PARTNERS DISTRIBUTORS LLC

ARTISAN DISTRIBUTORS LLC | ARTISAN PARTNERS DISTRIBUTORS LLC

CRD#: 45446 / SEC#: 8-51043
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202

Mailing Address

875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202

Phone Number

(414) 390-6100

Established

Wisconsin since 12/12/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARTISAN PARTNERS HOLDINGS LPSOLE MEMBER OF LLC—
DEMSKI, JILL MARIECHIEF COMPLIANCE OFFICER4313464
HAMMAN, JAMES STEPHEN JRVICE PRESIDENT & SECRETARY2767492
KREIN, CHRISTOPHER JONVICE PRESIDENT4534130
RAMIREZ, GREGORY KENNETHCHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER3094595
VON HOFF, RYAN GEORGEVICE PRESIDENT, TREASURER AND CHIEF FINANCIAL OFFICER7169306

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2016About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Nov 2012About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Aug 2009About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Keegan Collier Obrien's CRS (Customer Relationship Summary).

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