AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CK

Christopher Jon Krein

ARTISAN PARTNERS DISTRIBUTORS
MILWAUKEE, WI
·CRD# 4534130·24 years experience

Professional Summary

Christopher Jon Krein, who also goes by Chris Krein, is a registered financial advisor currently at ARTISAN PARTNERS DISTRIBUTORS LLC located in Milwaukee, Wisconsin. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Krein

Blog Corner

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
View profile
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Years of Experience

24 years in the financial services industry

Current & Past Employments

ARTISAN PARTNERS DISTRIBUTORS LLC·CRD# 45446
BD
875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202
October 7, 2015 - Present
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
December 16, 2014 - September 8, 2015
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
New York, NY
December 12, 2007 - December 31, 2014
ALLEGIANCE CAPITAL CUSTOMIZED INVESTMENTS·CRD# 139550
RIA
Radnor, PA
June 4, 2007 - November 8, 2007
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.·CRD# 487
BD
Charlotte, NC
September 23, 2004 - March 16, 2006
SEI INVESTMENTS DISTRIBUTION CO.·CRD# 10690
BD
Oaks, PA
June 6, 2002 - June 16, 2004

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Current Firm

AP
ARTISAN PARTNERS DISTRIBUTORS LLC

ARTISAN DISTRIBUTORS LLC | ARTISAN PARTNERS DISTRIBUTORS LLC

CRD#: 45446 / SEC#: 8-51043
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202

Mailing Address

875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202

Phone Number

(414) 390-6100

Established

Wisconsin since 12/12/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARTISAN PARTNERS HOLDINGS LPSOLE MEMBER OF LLC—
DEMSKI, JILL MARIECHIEF COMPLIANCE OFFICER4313464
HAMMAN, JAMES STEPHEN JRVICE PRESIDENT & SECRETARY2767492
KREIN, CHRISTOPHER JONVICE PRESIDENT4534130
RAMIREZ, GREGORY KENNETHCHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER3094595
VON HOFF, RYAN GEORGEVICE PRESIDENT, TREASURER AND CHIEF FINANCIAL OFFICER7169306

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(10/7/2015)
RR
Alaska
(10/7/2015)
RR
Arizona
(10/7/2015)
RR
Arkansas
(10/7/2015)
RR
California
(10/7/2015)
RR
Colorado
(10/7/2015)
RR
Connecticut
(10/7/2015)
RR
Delaware
(10/7/2015)
RR
District of Columbia
(10/7/2015)
RR
Florida
(10/7/2015)
RR
Georgia
(10/7/2015)
RR
Hawaii
(10/7/2015)
RR
Idaho
(10/7/2015)
RR
Illinois
(10/7/2015)
RR
Indiana
(10/7/2015)
RR
Iowa
(10/7/2015)
RR
Kansas
(10/7/2015)
RR
Kentucky
(10/7/2015)
RR
Louisiana
(10/7/2015)
RR
Maine
(10/7/2015)
RR
Maryland
(10/7/2015)
RR
Massachusetts
(10/7/2015)
RR
Michigan
(10/7/2015)
RR
Minnesota
(10/7/2015)
RR
Mississippi
(10/7/2015)
RR
Missouri
(10/7/2015)
RR
Montana
(10/7/2015)
RR
Nebraska
(10/7/2015)
RR
Nevada
(10/7/2015)
RR
New Hampshire
(10/7/2015)
RR
New Jersey
(10/7/2015)
RR
New Mexico
(10/7/2015)
RR
New York
(10/7/2015)
RR
North Carolina
(10/7/2015)
RR
North Dakota
(10/7/2015)
RR
Ohio
(10/7/2015)
RR
Oklahoma
(10/7/2015)
RR
Oregon
(10/7/2015)
RR
Pennsylvania
(10/7/2015)
RR
Puerto Rico
(10/7/2015)
RR
Rhode Island
(10/7/2015)
RR
South Carolina
(10/7/2015)
RR
South Dakota
(10/7/2015)
RR
Tennessee
(10/7/2015)
RR
Texas
(10/7/2015)
RR
Utah
(10/7/2015)
RR
Vermont
(10/7/2015)
RR
Virgin Islands
(10/7/2015)
RR
Virginia
(10/7/2015)
RR
Washington
(10/7/2015)
RR
West Virginia
(10/7/2015)
RR
Wisconsin
(10/7/2015)
RR
Wyoming
(10/7/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2020About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Christopher Jon Krein's CRS (Customer Relationship Summary).

Similar Advisors

Casey John Berrall
Casey John Berrall

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#
Shelly May Wohler
Shelly May Wohler

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#
CB
Carson Joseph Biber

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#
CK
Follow Christopher
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required