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Gregory Kenneth Ramirez

ARTISAN PARTNERS DISTRIBUTORS
MILWAUKEE, WI
·CRD# 3094595·24 years experience

Professional Summary

Gregory Kenneth Ramirez is a registered financial advisor currently at ARTISAN PARTNERS DISTRIBUTORS LLC located in Milwaukee, Wisconsin. Gregory is registered as a RR (Registered Representative) and started their career in finance in 2002. Gregory has worked at 1 firm and has passed the Series 99TO, SIE, Series 22, Series 6, Series 39, Series 26 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

ARTISAN PARTNERS DISTRIBUTORS LLC·CRD# 45446
BD
875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202
July 3, 2002 - Present

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Current Firm

AP
ARTISAN PARTNERS DISTRIBUTORS LLC

ARTISAN DISTRIBUTORS LLC | ARTISAN PARTNERS DISTRIBUTORS LLC

CRD#: 45446 / SEC#: 8-51043
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202

Mailing Address

875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202

Phone Number

(414) 390-6100

Established

Wisconsin since 12/12/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARTISAN PARTNERS HOLDINGS LPSOLE MEMBER OF LLC—
DEMSKI, JILL MARIECHIEF COMPLIANCE OFFICER4313464
HAMMAN, JAMES STEPHEN JRVICE PRESIDENT & SECRETARY2767492
KREIN, CHRISTOPHER JONVICE PRESIDENT4534130
RAMIREZ, GREGORY KENNETHCHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER3094595
VON HOFF, RYAN GEORGEVICE PRESIDENT, TREASURER AND CHIEF FINANCIAL OFFICER7169306

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Apr 2014About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2013About the Series 6 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Apr 2014About the Series 39 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jan 2014About the Series 26 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2002About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gregory Kenneth Ramirez's CRS (Customer Relationship Summary).

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