Hani H. Mogri
STRATEGIC ADVISERS LLC | Vice President Private Wealth Management Advisor
WEST HILLS, CA
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CRD#: 5551822
Professional summary
Hani Huzaifa Mogri, CFP®, who also goes by Ummehani Salim Kachwalla, Hani Huzaifa Mogri, Ummehani Huzaifa Mogri, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in West Hills, California and FIDELITY BROKERAGE SERVICES LLC located in Los Angeles, California.
Hani is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Hani has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
I work specifically with high-net-worth individuals, focusing on the life cycle of wealth: accumulation, preservation, and distribution.
Question & Answer
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Ummehani Salim Kachwalla | Hani Huzaifa Mogri | Ummehani Huzaifa Mogri
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Hani Huzaifa Mogri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Education
Yale School of Management
Chartered Private Wealth Advisor - Wealth Management Theory & Practice
2021
University of California, Los Angeles
Personal Financial Planning - Certified Financial Planner
2016
California State University
Master of Business Administration (MBA) - Finance
2010
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2000 Avenue Of The Stars, Los Angeles, CA 90067RIA
CRD#: 104555
WEST HILLS, CA
Current
May 13, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2000 Ave Of The Stars N. Tower, Los Angeles, CA 90067BD
CRD#: 7784
Los Angeles, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LOS ANGELES, CA
Past
May 18, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WOODLAND HILLS, CA
Past
January 3, 2011 - April 28, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WESTLAKE VILLAGE, CA
Past
January 3, 2011 - April 28, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WESTLAKE VILLAGE, CA
Past
August 15, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
CANOGA PARK, CA
Past
July 31, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
CANOGA PARK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/16/2021)
RR
Alaska(8/16/2021)
RR
Arizona(1/4/2019)
RR
Arkansas(8/16/2021)
RR
California(5/13/2015)
IAR
California(3/31/2025)
RR
Colorado(4/15/2020)
RR
Connecticut(8/16/2021)
RR
Delaware(8/16/2021)
RR
District of Columbia(8/16/2021)
RR
Florida(11/16/2020)
RR
Georgia(8/16/2021)
RR
Hawaii(8/16/2021)
RR
Idaho(8/16/2021)
RR
Illinois(8/16/2021)
RR
Indiana(8/16/2021)
RR
Iowa(6/4/2021)
RR
Kansas(8/16/2021)
RR
Kentucky(8/16/2021)
RR
Louisiana(8/16/2021)
RR
Maine(8/16/2021)
RR
Maryland(8/16/2021)
RR
Massachusetts(8/16/2021)
RR
Michigan(8/16/2021)
RR
Minnesota(12/21/2020)
RR
Mississippi(8/16/2021)
RR
Missouri(8/16/2021)
RR
Montana(8/16/2021)
RR
Nebraska(8/16/2021)
RR
Nevada(1/4/2019)
RR
New Hampshire(8/16/2021)
RR
New Jersey(8/16/2021)
RR
New Mexico(8/16/2021)
RR
New York(8/16/2021)
RR
North Carolina(8/16/2021)
RR
North Dakota(8/16/2021)
RR
Ohio(8/17/2021)
RR
Oklahoma(8/16/2021)
RR
Oregon(8/8/2020)
RR
Pennsylvania(8/16/2021)
RR
Puerto Rico(1/3/2020)
RR
Rhode Island(8/16/2021)
RR
South Carolina(8/16/2021)
RR
South Dakota(6/4/2021)
RR
Tennessee(3/12/2021)
RR
Texas(8/13/2021)
IAR
Texas(3/31/2025)
RR
Utah(8/16/2021)
RR
Vermont(8/16/2021)
RR
Virgin Islands(1/3/2020)
RR
Virginia(8/16/2021)
RR
Washington(11/27/2019)
RR
West Virginia(8/16/2021)
RR
Wisconsin(8/16/2021)
RR
Wyoming(8/16/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President Private Wealth Management AdvisorCRD#: 104555West Hills, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
