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AT

Andrew J. Terner

BAIN CAPITAL MARKETS
New York, NY 10022
Some features on this profile are disabled
CRD#: 5548801
AT

Professional summary

Andrew John Terner, who also goes by Andrew J Damhuis, Andrew John Damhuis, Andrew Terner, is a registered financial professional currently at BAIN CAPITAL MARKETS, LLC located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2009. Andrew has worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew J Damhuis | Andrew John Damhuis | Andrew Terner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew John Terner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 4, 2024 - Present

BAIN CAPITAL MARKETS, LLC

Office #1: 535 Madison Avenue 29th Floor, New York, NY 10022
BD
CRD#: 175456
New York, NY
Past

August 2, 2019 - March 7, 2024

BLACKSTONE SECURITIES PARTNERS L.P.

BD
CRD#: 17917
NEW YORK, NY
Past

August 24, 2009 - July 9, 2019

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/14/2025)
RR
Alaska
(5/14/2025)
RR
Arizona
(5/14/2025)
RR
Arkansas
(5/14/2025)
RR
California
(5/14/2025)
RR
Colorado
(5/14/2025)
RR
Connecticut
(5/14/2025)
RR
Delaware
(5/14/2025)
RR
District of Columbia
(5/14/2025)
RR
Florida
(5/14/2025)
RR
Georgia
(5/14/2025)
RR
Hawaii
(5/14/2025)
RR
Idaho
(5/14/2025)
RR
Illinois
(5/14/2025)
RR
Indiana
(5/14/2025)
RR
Iowa
(5/14/2025)
RR
Kansas
(5/14/2025)
RR
Kentucky
(5/14/2025)
RR
Louisiana
(5/14/2025)
RR
Maine
(5/14/2025)
RR
Maryland
(5/14/2025)
RR
Massachusetts
(5/14/2025)
RR
Michigan
(5/14/2025)
RR
Minnesota
(5/14/2025)
RR
Mississippi
(5/14/2025)
RR
Missouri
(5/14/2025)
RR
Montana
(5/14/2025)
RR
Nebraska
(5/14/2025)
RR
Nevada
(5/14/2025)
RR
New Hampshire
(5/14/2025)
RR
New Jersey
(5/14/2025)
RR
New Mexico
(5/14/2025)
RR
New York
(5/14/2025)
RR
North Carolina
(5/14/2025)
RR
North Dakota
(5/14/2025)
RR
Ohio
(5/14/2025)
RR
Oklahoma
(5/14/2025)
RR
Oregon
(5/14/2025)
RR
Pennsylvania
(5/14/2025)
RR
Puerto Rico
(5/14/2025)
RR
Rhode Island
(5/14/2025)
RR
South Carolina
(5/14/2025)
RR
South Dakota
(5/14/2025)
RR
Tennessee
(5/14/2025)
RR
Texas
(5/14/2025)
RR
Utah
(5/14/2025)
RR
Vermont
(5/14/2025)
RR
Virgin Islands
(5/14/2025)
RR
Virginia
(5/14/2025)
RR
Washington
(5/14/2025)
RR
West Virginia
(5/14/2025)
RR
Wisconsin
(5/14/2025)
RR
Wyoming
(5/14/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/26/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 12/19/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/22/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/18/2018
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BAIN CAPITAL MARKETS, LLC
BAIN CAPITAL DISTRIBUTORS, LLC | ST. JAMES FUND DISTRIBUTORS, LLC | BAIN CAPITAL MARKETS, LLC

CRD#: 175456 / SEC#: , 8-69599

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
200 Clarendon Street, Boston, MA 02116
Mailing Address
200 Clarendon Street, Boston, MA 02116
Phone number
(617) 516-2318
Established
Delaware since 02/03/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BCFD, LLCSOLE MEMBER
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
FORTINO, ROBERT ANTHONYPRINCIPAL FINANCIAL OFFICER1905741
GAGE, CHRISTINE HOGANCHIEF COMPLIANCE OFFICER6469017
GLICK, STEVENCO-PRESIDENT2911274
MCARDLE, MICHAEL PATRICKCO-PRESIDENT6466234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BAIN CAPITAL MARKETS, LLC

CRD#: 175456New York, NY 10022

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