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CRD#: 175456
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BAIN CAPITAL MARKETS, LLC is located at 200 Clarendon Street, Boston, MA 02116 and was first established at Boston, Delaware in 02/03/2015. After operating for 11 years, BAIN CAPITAL MARKETS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BAIN CAPITAL MARKETS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. BAIN CAPITAL MARKETS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BAIN CAPITAL MARKETS, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BAIN CAPITAL MARKETS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BAIN CAPITAL MARKETS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BAIN CAPITAL MARKETS, LLC Comes From

Understanding the Statistics for BAIN CAPITAL MARKETS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
200 Clarendon Street, Boston, MA 02116
Mailing Address
200 Clarendon Street, Boston, MA 02116
Firm Size
Small
Phone Number
(617) 516-2318
Established
Delaware since 02/03/2015
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
BCFD, LLCSOLE MEMBER
DOHERTY, JAMES HUGHPRINCIPAL OPERATIONS OFFICER4197747
FORTINO, ROBERT ANTHONYPRINCIPAL FINANCIAL OFFICER1905741
GAGE, CHRISTINE HOGANCHIEF COMPLIANCE OFFICER6469017
GLICK, STEVENCO-PRESIDENT2911274
MCARDLE, MICHAEL PATRICKCO-PRESIDENT6466234

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at BAIN CAPITAL MARKETS, LLC

YF

Yanjun Feng

RR
CRD#: 7960435
Location:
Hong Kong
Company:
BAIN CAPITAL MARKETS, LLC
Disclosures:
Experience:
1 year
View Profile
PS

Patrick Sullivan

Pat Sullivan
RR
CRD#: 1661935
Location:
Boston, MA 02116
Company:
BAIN CAPITAL MARKETS, LLC
Disclosures:
Experience:
36 years
View Profile
RF

Robert Anthony Fortino

RR
CRD#: 1905741
Location:
New York, NY 10036
Company:
UOB GLOBAL EQUITY SALES LLC
Disclosures:
Experience:
27 years
View Profile
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