AW
Aaron L. Waters
CETERA INVESTMENT ADVISERS LLC
ENID, OK 73701
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CRD#: 5545930
AW
Professional summary
Aaron Lon Waters is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Enid, Oklahoma and CETERA WEALTH SERVICES, LLC located in Enid, Oklahoma.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Aaron has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Wymer Brownlee 110 N. Independence Enid OK 73701 Tax Preparation/Accounting Sales Associate/Executive 10/1/2010 160hrs~120hrs Assist with daily activites| 2) OKLAHOMA SPORTS HALL OF FAME POSITION: Executive Counsel NATURE: Non Compensated Board Member and Volunteer - 20-30 hours/year. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2018 ADDRESS: 20 South Mickey Mantle Drive, Oklahoma City OK 73104, DESCRIPTION: Non Compensated Board Member and Volunteer - 20-30 hours/year. 3) BROWNLEE FINANCIAL SERVICES POSITION: Wealth Advisor, Shareholder NATURE: Brownlee Financial Services is the registered entity that serves as the financial advisory part of our company. I am not employed by Brownlee Financial Services, but all revenue generated by our investment firm flows through there and pays the operating costs for our parent company, WBTFM. Brownlee Financial Services will use the DBA - Wymer Brownlee Wealth Strategies as it's client facing brand. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/20/2010 ADDRESS: 201 N. Grand, Suite 100, Enid OK 73701, United States DESCRIPTION: I am a shareholder of Brownlee Financial Services. I am a Wealth Advisor. Daily, I meet with clients, attract new business, work on construction and management of our model portfolios. 4) PAYCOM JIM THORPE AWARD POSITION: Voting Member NATURE: Voting Member for the best defensive back in College Football INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 20 S Mickey Mantle Drive, Oklahoma City OK 73104, United States DESCRIPTION: Research Stats and watch games of college footballs top defensive backs and vote on the award winner. 5) 16328 MUIRFILED LLC POSITION: Shareholder NATURE: I own 10% of a building that Wymer Brownlee Wealth Strategies and a few other Tenants pay rent to. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2024 ADDRESS: 16328 Muirfield Place, Edmond OK 73013, United States DESCRIPTION: I am partially responsible for cashflow for the mortgage, building improvements, etc as an owner of the building. 6)Wymer Brownlee Wealth Strategies; DBA; NIR; 01/01/201 ; Wymer Brownlee Wealth Strategies
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Lon Waters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 110 N Independence Enid, Enid, OK 73701Office #2: 16328 Muirfield Place, Edmond, OK 73013Office #3: 13900 N Portland Suite 101, Oklahoma City, OK 73134RIA
CRD#: 105644
ENID, OK
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 110 N Independence, Enid, OK 73701BD
CRD#: 13572
Enid, OK
Past
August 31, 2012 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Oklahoma City, OK
Past
September 7, 2011 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Enid, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/5/2025)
RR
California(9/18/2025)
RR
Colorado(9/18/2025)
RR
Connecticut(9/5/2025)
RR
Florida(9/5/2025)
RR
Idaho(9/5/2025)
RR
New Mexico(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Oklahoma(9/5/2025)
IAR
Oklahoma(9/5/2025)
RR
South Dakota(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
