JR
James C. Reed
CETERA INVESTMENT ADVISERS LLC
ANNANDALE, VA 22003
Some features on this profile are disabled
CRD#: 5545115
JR
Professional summary
James Case Reed, CFP®, who also goes by Case Reed, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Annandale, Virginia and CETERA WEALTH SERVICES, LLC located in Annandale, Virginia.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. James has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Case Reed
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JACK & LOVELL OLENDER FOUNDATION POSITION: Director NATURE: The organization is a private foundation, making charitable contributions to other operating 501(c)3 organizations INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2008 DESCRIPTION: Prepare the 990PF each year. Help the grantor to the Private Foundation in funding the charity. Record keeping. 2) METRO WEALTH MANAGEMENT, LLC POSITION: PARTNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 06/11/2008 ADDRESS: Annandale VA , United States DESCRIPTION: Provide financial services to clients. 3) JAMES CASE REED, CPA POSITION: SOLE PROP. NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/01/1990 DESCRIPTION: CPA firm 4) REED FAMILY INVESTMENTS, LLC POSITION: Manager NATURE: The Reed Family Investments, LLC owns 3 rental houses located in Fairfax County, Virginia. The LLC is owned equally by me and my brother and 2 sisters. The LLC was inherited from my father, who died September 16, 2016. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2016 ADDRESS: 11390 Bantry Terrace, Fairfax VA 22030, United States DESCRIPTION: Collect and deposit rents on a monthly basis. Pay bills, as they come due. Approve new tenants. The LLC has a property manager that finds our tenants, for a finders fee. 5) HOGAN & REED, PC CPAS POSITION: Vice President NATURE: Accounting Firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/1990 ADDRESS: 4312-J Evergreen Lane, Annandale VA 22003, United States DESCRIPTION: Tax Planning, Tax Preparation, Estate issues, processing payroll, paying bills for firm, 6)REED FAMILY TRUST; TRUSTEE; TRUST; IR; 0; 07/21/1998; Fairfax VA 22030; Trustee
CRS (Client Relationship Summary) - RIA
Click below to view James Case Reed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4312-j Evergreen Lane, Annandale, VA 22003RIA
CRD#: 105644
ANNANDALE, VA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4312-j Evergreen Lane, Annandale, VA 22003BD
CRD#: 13572
ANNANDALE, VA
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
ANNANDALE, VA
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ANNANDALE, VA
Past
September 26, 2008 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
ANNANDALE, VA
Past
July 28, 2008 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
ANNANDALE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
Maryland(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
South Carolina(9/5/2025)
RR
South Dakota(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Virginia(9/5/2025)
IAR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
