EP
Evan M. Pinkston
CETERA INVESTMENT ADVISERS LLC
Rush City, MN 55069
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CRD#: 5543672
EP
Professional summary
Evan Marshall Pinkston is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Rush City, Minnesota and CETERA INVESTMENT SERVICES LLC located in Neillsville, Wisconsin.
Evan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Evan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CREO FINANCIAL SERVICES 50% OWNER PAYROLL & BOOKKEEPING FOR LOCAL SMALL BUSINESSES 2. RENTAL PROPERTY. 50% OWNER WITH SPOUSE 3. UNITED STATES NAVY, AVIATION BOATSWAINS MATE HANDLER 4. MEMBER OF TUSEN TACK ORGANIZATION FINANCE COMMITTEE; PROVIDING GUIDANCE ON MATTERS OF FINANCIAL POLICY; UPDATE AND STRUCTURE PROCESSES FOR THE DIFFERENT PROGRAMS T HAT REQUIRE BUDGETS; 2 HRS/MOS.
CRS (Client Relationship Summary) - RIA
Click below to view Evan Marshall Pinkston's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 2019 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1180 West 4th Street, Rush City, MN 55069RIA
CRD#: 105644
Rush City, MN
Current
June 20, 2019 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 500 West St, Neillsville, WI 54456Office #2: 207 W Lincoln St, Augusta, WI 54722Office #3: 7101 Washington Avenue, Edina, MN 55439Office #4: 26171 Highway 27, Pierz, MN 56364Office #5: 210 Main Avenue, Red Lake Falls, MN 56750Office #6: 1180 West 4th Street, Rush City, MN 55069BD
CRD#: 15340
Neillsville, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(8/27/2019)
RR
Minnesota(7/18/2019)
IAR
Minnesota(7/18/2019)
RR
Montana(6/1/2020)
RR
Texas(7/1/2025)
IAR
Texas(7/2/2025)
RR
Wisconsin(8/29/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/20/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
