Robert A. Nehlsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Nehlsen JR. was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2008. Robert had worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 31, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2016 - March 30, 2016
MB TRADING
August 14, 2012 - October 8, 2025
ALLY INVEST SECURITIES LLC
October 21, 2009 - December 20, 2012
ZECCO TRADING, INC.
August 18, 2008 - January 2, 2009
MORGAN STANLEY & CO. LLC
July 25, 2008 - January 2, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MB TRADING
CRD#: 30330 / SEC#: , 8-44849
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEKING GROUP, INC. | PARENT COMPANY | |
| BLOSSER, MICHAEL JAMES | CHIEF TRADING OFFICER | 4373393 |
| BROWN, BRENTON MACKENZIE | CHIEF INFORMATION OFFICER, EVP | 3177337 |
| CHIODO, MICHAEL J | FINOP | 2097132 |
| CIERO, JESSICA MEI-LING BELOIN | CHIEF COMPLIANCE OFFICER | 4533934 |
| DEMAREST, STEVEN PATRICK | BANK ACCOUNT CONTROLLER | 1978066 |
| DOMINIC, JOHN MARTIN | VP OF TRADING | 2722302 |
| DUSSEAULT, DAVID STANLEY | CHIEF OPERATING OFFICER | 2819891 |
| FIELD, BRIAN DAVID | CHIEF OPERATING OFFICER | 4089325 |
| HAGEN, RICHARD JOHN JR | PRESIDENT | 2185011 |
| LIPSETT, JAMES DAVID JR | EVP (BUSINESS TO BUSINESS) | 2486795 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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