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John Dominic

GREEN PIER FINTECH
BOSTON, MA
·CRD# 2722302·30 years experience

Professional Summary

John Dominic, who also goes by John Martin Dominic, John Dominic, is a registered financial advisor currently at GREEN PIER FINTECH LLC located in Boston, Massachusetts. John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 11 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 9, Series 10, Series 53, Series 24, Series 4 and Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Martin Dominic, John Dominic

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

GREEN PIER FINTECH LLC·CRD# 313305
BD
200 Seaport Blvd, Boston, MA 02210
February 15, 2024 - Present
ALL OF US SECURITIES LLC·CRD# 292163
BD
San Jose, CA
July 18, 2022 - September 23, 2022
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
March 29, 2021 - March 11, 2022
MB TRADING·CRD# 30330
BD
Fort Lauderdale, FL
November 17, 2015 - March 30, 2016
ZECCO TRADING, INC.·CRD# 135398
BD
Fort Lauderdale, FL
July 13, 2012 - December 20, 2012
ALLY INVEST SECURITIES LLC·CRD# 136131
BD
Charlotte, NC
November 29, 2005 - March 19, 2021
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
Denver, CO
April 19, 2005 - June 14, 2005
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
Denver, CO
February 17, 2003 - April 24, 2003
SURETRADE INC.·CRD# 43625
BD
Lincoln, RI
August 22, 2000 - March 12, 2001
SURETRADE INC.·CRD# 43625
BD
Lincoln, RI
October 31, 1997 - June 30, 2000
QUICK & REILLY, INC.·CRD# 11217
BD
New York, NY
October 7, 1997 - November 18, 1997
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
November 12, 1996 - March 6, 1997
MONROE PARKER SECURITIES, INC.·CRD# 31204
BD
Purchase, NY
June 17, 1996 - July 1, 1996

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Current Firm

GP
GREEN PIER FINTECH LLC

GREEN PIER FINTECH LLC

CRD#: 313305 / SEC#: 8-70700
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

245 Summer Street V3a, Boston, MA 02210

Mailing Address

245 Summer Street V3a, Boston, MA 02210

Phone Number

(617) 563-7000

Established

Delaware since 02/05/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.MEMBER—
ALBERTELLI, ALYSSA ANNINTERIM CHIEF COMPLIANCE OFFICER6091317
DESJOURDY, BRIANVP STRATEGY2520622
MORAN, EDWARD MICHAELPRINCIPAL OPERATIONS OFFICER1273715
PRICE, MATTHEWCHIEF EXECUTIVE OFFICER1417511
SMITH, JORDANPRINCIPAL FINANCIAL OFFICER6534026
WEAVER, BRYAN ROBERTCHIEF LEGAL OFFICER2933941

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2005About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jan 2016About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 1996About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 2013About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Aug 1999About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1999About the Series 4 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Mar 1998
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Dominic's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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