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DP

Dimitrios Papatheoharis

REVL SECURITIES
Philadelphia, PA 19103
Some features on this profile are disabled
CRD#: 5542467
DP

Professional summary


Dimitrios Papatheoharis, who also goes by Dimitrios Christopher Papatheoharis, is a registered financial professional currently at REVL SECURITIES, LLC located in Philadelphia, Pennsylvania.

Dimitrios is registered as a RR (Registered Representative) and started their career in finance in 2008. Dimitrios has worked at 2 firms and has passed the Series 63, Series 57TO, Series 52TO, Series 79TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Dimitrios Christopher Papatheoharis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Dimitrios Papatheoharis's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 21, 2016 - Present

REVL SECURITIES, LLC

Office #1: 1921 Walnut Street 2nd Floor, Philadelphia, PA, 19103Office #2: 1921 Walnut Street 2nd Floor, Philadelphia, PA, 19103
BD
CRD#: 269839
Philadelphia, PA
Past

October 13, 2008 - December 1, 2014

KILDARE CAPITAL, INC.

BD
CRD#: 45796
RADNOR, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(12/16/2016)
RR
New York
(8/1/2016)
RR
Pennsylvania
(7/29/2016)

Exams


State Security Law Exam
RR
Series 63
Date: 12/22/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 3/5/2024
Securities Trader Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RS
REVL SECURITIES, LLC
REVL | REVL SECURITIES, LLC | REVL CAPITAL GROUP LLC

CRD#: 269839 / SEC#: , 8-69634

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
1921 Walnut Street 2nd Floor, Philadelphia, PA, 19103
Mailing Address
1921 Walnut Street 2nd Floor, Philadelphia, PA, 19103
Phone number
(215) 372-2305
Established
Delaware since 03/02/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
REVL CAPITAL GROUP, LLCSHAREHOLDER
PAPATHEOHARIS, DIMITRIOSCEO. CCO5542467
SWANSEN, THEODOR ARTHURFINOP5790706

Disclosures


Civil Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REVL SECURITIES, LLC

CRD#: 269839Philadelphia, PA 19103

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