Joseph Martinez

ENTRUST FINANCIAL LLC

Wayne, PA 19087

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CRD#: 5541551

Professional summary

Joseph Martinez is a registered financial advisor currently at ENTRUST FINANCIAL LLC located in Wayne, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Joseph has worked at 2 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Martinez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2021 - Present

ENTRUST FINANCIAL LLC

Office #1: 487 Devon Park Drive Suite 216, Wayne, PA 19087

RIA

CRD#: 174694

Wayne, PA

Past

January 12, 2011 - May 17, 2019

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

BLUE BELL, PA

Past

January 28, 2010 - May 17, 2019

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

BLUE BELL, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENTRUST FINANCIAL LLC

ADUCAH WEALTH MANAGEMENT, LLC | ENTRUST FINANCIAL, LLC | ENTRUST FINANCIAL LLC

CRD#: 174694 / SEC#: 801-110230

RIA

Registered Investment Advisory firm - (4/3/2017 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/10/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/10/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/2/2012

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/27/2010

General Securities Representative Examination

Current Firm

ENTRUST FINANCIAL LLC

ADUCAH WEALTH MANAGEMENT, LLC | ENTRUST FINANCIAL, LLC | ENTRUST FINANCIAL LLC

CRD#: 174694 / SEC#: 801-110230

RIA

Registered Investment Advisory firm - (4/3/2017 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/10/2017 Terminated)

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Contact information

Main Address

487 Devon Park Drive Suite 216, Wayne, PA 19087

Mailing Address

Phone number

(610) 687-3515

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENTRUST ADV 2A (2/19/2025)

Regulatory assets under management

Total Number of Accounts	850
AUM (Assets Under Management)	$ 315,237,225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph Martinez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Martinez's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

Primary Firm SEC Registration

ENTRUST FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/10/2011

SIE

Date: 10/1/2018

Series 31

Date: 2/2/2012

Series 7

Date: 1/27/2010

Current Firm

ENTRUST FINANCIAL LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENTRUST FINANCIAL LLC

TRUST BUT VERIFY

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