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JL

Joshua K. Lederman

SANTA MONICA, CA 90401
CRD#: 5540946
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JL
Joshua Kline Lederman

Professional summary

Joshua Kline Lederman was a registered financial professional .

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2011. Joshua had worked at 3 firms and has passed the Series 63, Series 82TO, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 29, 2026 - Present

Office #1: 233 Wilshire Blvd Suite 800, Santa Monica, CA 90401
SANTA MONICA, CA
Past

January 15, 2013 - September 22, 2025

MCS CAPITAL MARKETS LLC

BD
CRD#: 151337
NEW YORK, NY
Past

October 26, 2011 - September 22, 2025

KKR CAPITAL MARKETS LLC

BD
CRD#: 143571
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/29/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/16/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 5/29/2026
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 5/22/2012
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/25/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/20/2026
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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