AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JL

Joshua K. Lederman

CLEARLAKE CAPITAL MARKETS
SANTA MONICA, CA 90401
CRD#: 5540946
Some features on this profile are disabled
JL
Joshua Kline LedermanCLEARLAKE CAPITAL MARKETS

Professional summary

Joshua Kline Lederman is a registered financial professional currently at CLEARLAKE CAPITAL MARKETS, LLC located in Santa Monica, California.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2011. Joshua has worked at 3 firms and has passed the Series 63, Series 82TO, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Kline Lederman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 29, 2026 - Present

CLEARLAKE CAPITAL MARKETS, LLC

Office #1: 233 Wilshire Blvd Suite 800, Santa Monica, CA 90401
BD
CRD#: 337762
SANTA MONICA, CA
Past

January 15, 2013 - September 22, 2025

MCS CAPITAL MARKETS LLC

BD
CRD#: 151337
NEW YORK, NY
Past

October 26, 2011 - September 22, 2025

KKR CAPITAL MARKETS LLC

BD
CRD#: 143571
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/29/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/16/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 5/29/2026
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 5/22/2012
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/25/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/20/2026
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CLEARLAKE CAPITAL MARKETS, LLC
CLEARLAKE CAPITAL MARKETS, LLC

CRD#: 337762 / SEC#: , 8-71428

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Loading...

Contact information

Main Address
233 Wilshire Blvd Suite 800, Santa Monica, CA 90401
Mailing Address
233 Wilshire Blvd Suite 800, Santa Monica, CA 90401
Phone number
(310) 400-8800
Established
Delaware since 06/24/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
CLEARLAKE CAPITAL BD HOLDINGS, LLCMANAGING MEMBER
HOPKINS, THOMAS JOHNFINANCIAL OPERATIONS PRINCIPAL1835087
LEDERMAN, JOSHUA KLINECHIEF EXECUTIVE OFFICER5540946
LEVINSON, ETHAN HARTCHIEF COMPLIANCE OFFICER4842906

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLEARLAKE CAPITAL MARKETS, LLC

CRD#: 337762Santa Monica, CA 90401

TRUST BUT VERIFY

Monitor Joshua Lederman

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Tara Tussing Unverzagt
Tara UnverzagtAdvisorCheck Check Mark
SOUTH BAY FINANCIAL PARTNERS
IAR
TORRANCE, CA
Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
Danielle Purcell Barrios
Danielle BarriosAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Beverly Hills, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.