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CRD#: 337762
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for CLEARLAKE CAPITAL MARKETS, LLC Comes From

Understanding the Statistics for CLEARLAKE CAPITAL MARKETS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
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HNWI
No Information
MISC
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Employees
Total
No Information
Registered
No Information
Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
233 Wilshire Blvd Suite 800, Santa Monica, CA 90401
Mailing Address
233 Wilshire Blvd Suite 800, Santa Monica, CA 90401
Firm Size
Small
Phone Number
(310) 400-8800
Established
Delaware since 06/24/2025
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CLEARLAKE CAPITAL BD HOLDINGS, LLCMANAGING MEMBER
HOPKINS, THOMAS JOHNFINANCIAL OPERATIONS PRINCIPAL1835087
LEDERMAN, JOSHUA KLINECHIEF EXECUTIVE OFFICER5540946
LEVINSON, ETHAN HARTCHIEF COMPLIANCE OFFICER4842906

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at CLEARLAKE CAPITAL MARKETS, LLC

TH

Thomas John Hopkins

RR
CRD#: 1835087
Location:
New York, NY 10022

Registered Affiliation(s):BROCK SECURITIES LLC

Disclosures:
Experience:
17 years
EL

Ethan Hart Levinson

RR
CRD#: 4842906
Location:
Santa Monica, CA 90401

Registered Affiliation(s):CLEARLAKE CAPITAL MARKETS, LLC

Disclosures:
Experience:
22 years
JL

Joshua Kline Lederman

RR
CRD#: 5540946
Location:
Santa Monica, CA 90401

Registered Affiliation(s):CLEARLAKE CAPITAL MARKETS, LLC

Disclosures:
Experience:
14 years
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