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Meghan J. Mcglashan

Some features on this profile are disabled
CRD#: 5539724
MM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Meghan Jane Mcglashan, who also goes by Meghan Mcglashan, was a registered financial professional .

Meghan is a previously registered financial professional and started their career in finance in 2010. Meghan had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Meghan Mcglashan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 13, 2013 - October 23, 2014

WAYPOINT DIRECT INVESTMENTS, LLC

BD
CRD#: 132475
GREENWICH, CT
Past

October 20, 2010 - September 13, 2011

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
SANTA MONICA, CA
Past

July 20, 2010 - October 22, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
WOODLAND HILLS, CA
Past

January 28, 2010 - October 22, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
WOODLAND HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/28/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/23/2014
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/27/2010
General Securities Representative Examination

Current Firm

WD
WAYPOINT DIRECT INVESTMENTS, LLC
BP DIRECT SECURITIES LLC | WAYPOINT DIRECT INVESTMENTS, LLC | BROADWAY DIRECT INVESTMENTS, LLC

CRD#: 132475 / SEC#: , 8-66597

BD
Terminated by SEC on 02/13/2021
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 06/14/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BD DIRECT OWNER LLCMEMBER
LAWLOR, SCOTT JAMESDIRECTOR
PIDLIPCHAK, JOHN ADAMPRESIDENT5496984
PIDLIPCHAK, JOHN ADAMCHIEF COMPLIANCE OFFICER5496984
VIGLIAROLO, JOSEPH CHARLESFINOP4880434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WAYPOINT DIRECT INVESTMENTS, LLC

CRD#: 132475

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