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JP

John Adam Pidlipchak

PICKWICK CAPITAL PARTNERS
WHITE PLAINS, NY
·CRD# 5496984·18 years experience

Professional Summary

John Adam Pidlipchak is a registered financial advisor currently at PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York. John is registered as a RR (Registered Representative) and started their career in finance in 2008. John has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

PICKWICK CAPITAL PARTNERS, LLC·CRD# 130672
BD
445 Hamilton Avenue Suite 1102, White Plains, NY 10601
February 11, 2022 - Present
WAYPOINT DIRECT INVESTMENTS, LLC·CRD# 132475
BD
Stamford, CT
March 13, 2019 - February 7, 2022
MATRIX CAPITAL GROUP, INC.·CRD# 33364
BD
Reno, NV
August 28, 2015 - April 4, 2017
ARCTIC SECURITIES LLC·CRD# 174423
BD
New York, NY
August 4, 2015 - May 31, 2016
CHERTOFF CAPITAL, LLC·CRD# 145134
BD
Washington, DC
September 12, 2014 - March 11, 2019
PLP CAPITAL·CRD# 38901
BD
Orlando, FL
August 7, 2014 - December 12, 2014
BRAVER STERN SECURITIES LLC·CRD# 29108
BD
Brentwood, TN
July 3, 2012 - April 1, 2014
CRT CAPITAL GROUP LLC·CRD# 28830
BD
Stamford, CT
November 17, 2008 - April 4, 2012

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Current Firm

PC
PICKWICK CAPITAL PARTNERS, LLC

JAVELIN SECURITIES, LLC | PICKWICK SECURITIES, LLC | PICKWICK CAPITAL PARTNERS, LLC

CRD#: 130672 / SEC#: 8-66373
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

445 Hamilton Avenue Suite 1102, White Plains, NY 10601

Mailing Address

445 Hamilton Avenue Suite 1102, White Plains, NY 10601

Phone Number

(914) 358-3269

Established

Delaware since 08/21/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (43 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREENWOOD, DOUGLAS CHARLES WILLIAMPRESIDENT1192611
DANOVITCH, DAVID EMANAGING PRINCIPAL, GENERAL COUNSEL3013350
KAPLOWITZ, JAYMEMBER—
ROSE, JOHN IRVING IIMEMBER2790640
WU, CHIH-CHUNMEMBER5704739
FJC CAPITAL INC.OWNER—
VAN SCHAACK, JOHN GREGORYMEMBER1121171
ACCESS MEDIA ADVISORY LLCMEMBER—
PIDLIPCHAK, JOHN ADAMFINOP5496984
RISSER, SUZANNE LOUISECCO1303694

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(2/11/2022)
RR
New York
(2/11/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2012About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2012About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Aug 2012About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 2008About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Adam Pidlipchak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JP
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