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CG

Christopher T. George

PINE DISTRIBUTORS LLC
NEW YORK, NY 10019
Some features on this profile are disabled
CRD#: 5539697
CG

Professional summary

Christopher Thomas George is a registered financial professional currently at PINE DISTRIBUTORS LLC located in New York, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2011. Christopher has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Thomas George's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 10, 2025 - Present

PINE DISTRIBUTORS LLC

Office #1: 1633 Broadway Floor 48, New York, NY 10019
BD
CRD#: 323408
NEW YORK, NY
Past

August 29, 2022 - January 2, 2025

TCG CAPITAL MARKETS L.L.C.

BD
CRD#: 291767
NEW YORK, NY
Past

January 13, 2014 - August 6, 2022

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

BD
CRD#: 102920
CHICAGO, IL
Past

March 28, 2011 - January 8, 2014

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
DRESHER, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/10/2025)
RR
Alaska
(1/10/2025)
RR
Arizona
(1/10/2025)
RR
Arkansas
(1/10/2025)
RR
California
(1/10/2025)
RR
Colorado
(1/10/2025)
RR
Connecticut
(1/10/2025)
RR
Delaware
(1/10/2025)
RR
District of Columbia
(1/10/2025)
RR
Florida
(1/10/2025)
RR
Georgia
(1/10/2025)
RR
Hawaii
(1/10/2025)
RR
Idaho
(1/10/2025)
RR
Illinois
(1/10/2025)
RR
Indiana
(1/10/2025)
RR
Iowa
(1/10/2025)
RR
Kansas
(1/10/2025)
RR
Kentucky
(1/10/2025)
RR
Louisiana
(1/10/2025)
RR
Maine
(1/10/2025)
RR
Maryland
(1/10/2025)
RR
Massachusetts
(1/10/2025)
RR
Michigan
(1/10/2025)
RR
Minnesota
(1/10/2025)
RR
Mississippi
(1/10/2025)
RR
Missouri
(1/10/2025)
RR
Montana
(1/10/2025)
RR
Nebraska
(1/10/2025)
RR
Nevada
(1/10/2025)
RR
New Hampshire
(1/10/2025)
RR
New Jersey
(1/10/2025)
RR
New Mexico
(1/10/2025)
RR
New York
(1/10/2025)
RR
North Carolina
(1/10/2025)
RR
North Dakota
(1/10/2025)
RR
Ohio
(1/14/2025)
RR
Oklahoma
(1/10/2025)
RR
Oregon
(1/10/2025)
RR
Pennsylvania
(1/10/2025)
RR
Puerto Rico
(1/10/2025)
RR
Rhode Island
(1/10/2025)
RR
South Carolina
(1/10/2025)
RR
South Dakota
(1/10/2025)
RR
Tennessee
(1/10/2025)
RR
Texas
(1/10/2025)
RR
Utah
(1/10/2025)
RR
Vermont
(1/10/2025)
RR
Virgin Islands
(1/10/2025)
RR
Virginia
(1/10/2025)
RR
Washington
(1/10/2025)
RR
West Virginia
(1/10/2025)
RR
Wisconsin
(1/10/2025)
RR
Wyoming
(1/10/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/13/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/18/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/25/2011
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE DISTRIBUTORS LLC

CRD#: 323408New York, NY 10019

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