Paul M. Carey
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
SEATTLE, WA
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CRD#: 5536825
Professional summary
Paul Matthew Carey, CFP®, who also goes by Paul Matthew Carey, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Seattle, Washington and FIDELITY BROKERAGE SERVICES LLC located in Seattle, Washington.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Paul has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Fidelity is a trusted brand that has helped clients with their financial and investment goals for over 75 years. Over the last decade, I have partnered with high net worth clients and their families to develop a financial plan that is tailored to their unique needs and goals in life. I have a deep passion for financial planning and enjoy the unique challenges that come with helping each of my clients.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Matthew Carey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-9793|OrgNmn:Carey Premier Residence, LLC|Org Addr:Seattle,Washington,US|OBA Nature:Rental Real Estate|Invst Rel:Y|Title:Manager|Duties:Oversight of long-term rental real estate properties. Hired a property manager so no day to day responsibilities|StrtDt:09-22-17|TotHrs/mon:5|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Paul Matthew Carey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Washington State University
Bachelor of Arts (BA) - Hospitality Business Management
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1518 6th Ave, Seattle, WA 98101-1706RIA
CRD#: 104555
SEATTLE, WA
Current
June 22, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1518 6th Ave, Seattle, WA 98101BD
CRD#: 7784
Seattle, WA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SEATTLE, WA
Past
June 26, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SEATTLE, WA
Past
December 19, 2012 - June 23, 2015
HARRISDIRECT LLC
RIA
CRD#: 42159
SEATTLE, WA
Past
December 19, 2012 - June 23, 2015
E*TRADE SECURITIES LLC
BD
CRD#: 29106
SEATTLE, WA
Past
October 1, 2012 - December 20, 2012
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
SEATTLE, WA
Past
October 1, 2012 - December 20, 2012
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SEATTLE, WA
Past
May 10, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
SEATTLE, WA
Past
May 10, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
SEATTLE, WA
Past
August 4, 2008 - April 30, 2010
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
BELLEVUE, WA
Past
July 21, 2008 - April 30, 2010
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
BELLEVUE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/22/2015)
RR
Arizona(1/5/2016)
RR
California(1/5/2016)
RR
Colorado(1/5/2018)
RR
Connecticut(8/26/2021)
RR
District of Columbia(2/12/2021)
RR
Florida(4/23/2020)
RR
Georgia(4/23/2020)
RR
Hawaii(6/22/2015)
RR
Idaho(6/22/2015)
RR
Illinois(1/5/2018)
RR
Kentucky(7/19/2024)
RR
Louisiana(4/23/2020)
RR
Maryland(8/8/2020)
RR
Massachusetts(4/23/2020)
RR
Missouri(7/21/2023)
RR
Montana(8/13/2021)
RR
Nevada(3/2/2024)
RR
New York(1/5/2018)
RR
North Carolina(11/16/2020)
RR
Ohio(8/9/2020)
RR
Oregon(6/22/2015)
RR
Rhode Island(8/8/2020)
RR
Tennessee(3/4/2022)
RR
Texas(4/23/2020)
IAR
Texas(3/31/2025)
RR
Utah(4/23/2020)
RR
Virginia(4/23/2020)
RR
Washington(6/22/2015)
IAR
Washington(3/31/2025)
RR
Wisconsin(1/5/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Seattle, WATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
