Michael F. Hogan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Francis Hogan, who also goes by Michael Francis Hogan III, Mike F Hogan, Mike Hogan, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2008. Michael had worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 57, Series 7, Series 6, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2020 - August 2, 2024
TMF INVESTMENTS
January 10, 2020 - December 26, 2020
TERRA CAPITAL MARKETS LLC
October 23, 2019 - April 1, 2024
IM GLOBAL US DISTRIBUTORS LLC
August 20, 2019 - January 9, 2026
M2O PRIVATE FUND ADVISORS LLC
March 15, 2019 - January 15, 2026
VIGILANT DISTRIBUTORS, LLC
February 1, 2018 - November 14, 2018
SANTANDER INVESTMENT SECURITIES INC.
March 9, 2017 - February 1, 2018
BMO CAPITAL MARKETS CORP.
August 23, 2013 - October 13, 2014
J.P. MORGAN SECURITIES LLC
June 26, 2008 - November 21, 2008
R. SEELAUS & CO., LLC
State Registrations and Notice Filings
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Exams
Current Firm
TMF INVESTMENTS
CRD#: 306422 / SEC#: , 8-70464
Contact information
Documents
Red Flags
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