MM
Michael S. Morisseau
EMPOWER ADVISORY GROUP
Davie, FL
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CRD#: 5526796
MM
Professional summary
Michael S. Morisseau, who also goes by Michael S Morisseau, Michael Stanley Morisseau, Michael S. Morisseau, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Davie, Florida and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael S Morisseau | Michael Stanley Morisseau | Michael S. Morisseau
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Entity Name: Gands Holdings Investment related: No "Address: Davie, Fl 33324" Nature of the other business: E-commerce Position/Title/Relationship: Owner/Partner Start Date: 08/14/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I'm listed as co-owner of the business but my wife handles 90% of the day to day activities of the business. The business is reselling goods on Amazon.com. The business buys everyday products like toys, toiletries, tools, etc at a discount and resells on Amazon. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: ARTISTRY STUDIOS POSITION: OWNER START DATE: 1/1/2010 ADDRESS: 7237 Phila, PA DETAILS: CREATE VIDEOS FOR CLIENTS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 10 HOURS/MONTH HOURS DURING TRADING: 0
CRS (Client Relationship Summary) - RIA
Click below to view Michael S. Morisseau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Davie, FL
Current
April 24, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
November 4, 2019 - April 10, 2024
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
HOLLYWOOD, FL
Past
November 4, 2019 - April 10, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
HOLLYWOOD, FL
Past
December 14, 2017 - October 17, 2019
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
PHILADELPHIA, PA
Past
December 14, 2017 - October 17, 2019
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
PHILADELPHIA, PA
Past
March 12, 2014 - September 26, 2017
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LEVITTOWN, PA
Past
March 11, 2014 - September 26, 2017
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LEVITTOWN, PA
Past
June 15, 2010 - November 8, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
November 10, 2009 - November 8, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PENNINGTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/24/2024)
RR
Alaska(4/24/2024)
RR
Arizona(4/24/2024)
RR
Arkansas(4/24/2024)
RR
California(4/24/2024)
RR
Connecticut(4/24/2024)
RR
Delaware(4/24/2024)
RR
Florida(4/24/2024)
IAR
Florida(5/18/2024)
RR
Georgia(4/24/2024)
RR
Hawaii(4/24/2024)
RR
Idaho(4/24/2024)
RR
Illinois(4/24/2024)
RR
Indiana(4/24/2024)
RR
Iowa(4/24/2024)
RR
Kansas(4/24/2024)
RR
Kentucky(4/24/2024)
RR
Maine(4/24/2024)
RR
Massachusetts(4/24/2024)
RR
Michigan(4/24/2024)
RR
Minnesota(4/24/2024)
RR
Mississippi(4/24/2024)
RR
Missouri(4/24/2024)
RR
Montana(4/24/2024)
RR
Nebraska(4/24/2024)
RR
Nevada(4/24/2024)
RR
New Hampshire(4/24/2024)
RR
New Jersey(4/24/2024)
RR
New Mexico(4/24/2024)
RR
New York(4/24/2024)
RR
North Carolina(4/24/2024)
RR
North Dakota(4/24/2024)
RR
Oklahoma(4/24/2024)
RR
Oregon(4/24/2024)
RR
Pennsylvania(4/24/2024)
RR
Rhode Island(4/24/2024)
RR
South Carolina(4/24/2024)
RR
South Dakota(4/24/2024)
RR
Tennessee(4/24/2024)
RR
Texas(4/24/2024)
RR
Utah(4/24/2024)
RR
Vermont(4/24/2024)
RR
Virginia(4/24/2024)
RR
Washington(4/24/2024)
RR
West Virginia(4/24/2024)
RR
Wisconsin(4/24/2024)
RR
Wyoming(4/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
