BA
Brian P. Alderson
PROVIDENCE CAPITAL ADVISORS
Charlotte, NC 28211
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CRD#: 5526339
BA
Professional summary
Brian P Alderson is a registered financial advisor currently at PROVIDENCE CAPITAL ADVISORS, LLC located in Charlotte, North Carolina.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Brian has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian P Alderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 29, 2018 - Present
PROVIDENCE CAPITAL ADVISORS, LLC
Office #1: 4500 Cameron Valley Parkway Suite 270, Charlotte, NC 28211RIA
CRD#: 174631
Charlotte, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROVIDENCE CAPITAL ADVISORS, LLC
PROVIDENCE CAPITAL ADVISORS, LLC
CRD#: 174631 / SEC#: 801-107683
RIA
Registered Investment Advisory firm - (4/19/2016 Approved)Louisiana
Registered Investment Advisory firm - (7/5/2016 Terminated)North Carolina
Registered Investment Advisory firm - (7/5/2016 Terminated)Texas
Registered Investment Advisory firm - (6/29/2016 Terminated)Virginia
Registered Investment Advisory firm - (7/1/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(3/29/2018)
Exams
Current Firm
PC
PROVIDENCE CAPITAL ADVISORS, LLC
PROVIDENCE CAPITAL ADVISORS, LLC
CRD#: 174631 / SEC#: 801-107683
RIA
Registered Investment Advisory firm - (4/19/2016 Approved)Louisiana
Registered Investment Advisory firm - (7/5/2016 Terminated)North Carolina
Registered Investment Advisory firm - (7/5/2016 Terminated)Texas
Registered Investment Advisory firm - (6/29/2016 Terminated)Virginia
Registered Investment Advisory firm - (7/1/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4500 Cameron Valley Parkway Suite 270, Charlotte, NC 28211
Mailing Address
Phone number
(704) 215-4420
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,494 |
| AUM (Assets Under Management) | $ 916,266,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/10/2025 | ||
| 01/31/2024 | ||
| 01/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
