Michael G. Tuft
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael George Tuft was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 4 firms and has passed the SIE and Series 57 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2018 - October 18, 2024
OPTIVER US LLC
February 10, 2014 - July 9, 2014
GREYCLIFF, LLC
December 2, 2011 - March 18, 2013
RONIN CAPITAL, LLC
May 11, 2011 - September 1, 2011
CITADEL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPTIVER US LLC
CRD#: 128030 / SEC#: , 8-66083
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OPTIVER PARTNERSHIP US LP | PARENT COMPANY | |
| BRINKHUIS, RUTGER HENDRIK | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR - US | 6753961 |
| COLEMAN, KEVIN PAUL | CHIEF COMPLIANCE OFFICER | 6254324 |
| COONEY, PATRICK JAMES | MANAGING DIRECTOR - EUROPE | 7001978 |
| DEATON, MICHAEL WILLIAM | CHIEF FINANCIAL OFFICER / FINOP / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER | 2964800 |
| ITKIN, ALEXANDER SAMUEL | CHIEF TECHNOLOGY OFFICER; MANAGER OF OPTIVER PARTNERSHIP US LP | 5967037 |
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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