William J. Werner
Professional summary
William John Werner, CFP®, who also goes by Bill John Werner, Billy John Werner, William J Werner III, William J Werner, William Werner, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Malvern, Pennsylvania and VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. William has worked at 11 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William John Werner's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
April 11, 2023 - Present
VANGUARD ADVISERS, INC.
Office #1: 100 Vanguard Blvd, Malvern, PA 19355March 24, 2023 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355April 22, 2021 - January 6, 2023
FACET
August 21, 2020 - April 23, 2021
CITIZENS PRIVATE WEALTH
September 29, 2016 - August 12, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 29, 2016 - August 12, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 10, 2015 - September 19, 2016
TD AMERITRADE, INC.
June 10, 2015 - September 19, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 10, 2015 - September 19, 2016
TD AMERITRADE, INC.
June 30, 2014 - June 1, 2015
UNITED CAPITAL FINANCIAL ADVISORS
February 13, 2013 - June 10, 2014
PNC WEALTH MANAGEMENT LLC
March 28, 2012 - June 10, 2014
PNC WEALTH MANAGEMENT LLC
August 21, 2009 - June 20, 2011
CHASE INVESTMENT SERVICES CORP.
December 16, 2008 - July 22, 2009
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2025)
(12/17/2024)
(4/11/2023)
(4/12/2023)
(4/11/2023)
Exams
Series 7TO
Date: 3/22/2023
General Securities Representative ExaminationFINRA
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
