CO
Cesar R. Otero
TRUIST ADVISORY SERVICES
WINDERMERE, FL 34786
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CRD#: 5518128
CO
Professional summary
Cesar Rafael Otero, who also goes by Cesar R Otero, Cesar R. Otero, Cesar Otero, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Windermere, Florida and TRUIST INVESTMENT SERVICES, INC. located in Windermere, Florida.
Cesar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Cesar has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cesar R Otero | Cesar R. Otero | Cesar Otero
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*: 2290270 Entity Type: Charitable Name of OBA: Habitat for Humanity of Greater Orlando and Osceola County Address: Orlando, FL 32808 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 5/15/2025 Number of Hours: 12 hrs annually Number of Hours during trading: 12 hrs annually Duties: Give feedback and provide ideas on how to make the organization more efficient, while still providing the services to the community.
CRS (Client Relationship Summary) - RIA
Click below to view Cesar Rafael Otero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2025 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 13568 Summerport Village Pkwy, Windermere, FL 34786RIA
CRD#: 283390
WINDERMERE, FL
Current
October 1, 2025 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 13568 Summerport Village Pkwy, Windermere, FL 34786Office #2: 10331 W Colonial Dr, Ocoee, FL 34761Office #3: 15967 New Independence Pkwy, Winter Garden, FL 34787BD
CRD#: 17499
Windermere, FL
Past
October 27, 2011 - October 2, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ORLANDO, FL
Past
October 24, 2011 - October 2, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ORLANDO, FL
Past
December 13, 2010 - October 5, 2011
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
ORLANDO, FL
Past
December 7, 2010 - October 5, 2011
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
ORLANDO, FL
Past
July 22, 2010 - December 2, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ORLANDO, FL
Past
May 21, 2010 - December 2, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ORLANDO, FL
Past
October 6, 2008 - December 31, 2009
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
OCOEE, FL
Past
October 1, 2008 - December 31, 2009
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
June 20, 2008 - July 17, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ORLANDO, FL
Past
May 30, 2008 - July 17, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ORLANDO, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/1/2025)
RR
Alaska(10/1/2025)
RR
Arizona(10/1/2025)
RR
Arkansas(10/1/2025)
RR
California(10/1/2025)
RR
Colorado(10/1/2025)
RR
Connecticut(10/1/2025)
RR
Delaware(10/1/2025)
RR
District of Columbia(10/1/2025)
RR
Florida(10/1/2025)
IAR
Florida(10/7/2025)
RR
Georgia(10/1/2025)
RR
Hawaii(10/1/2025)
RR
Idaho(10/1/2025)
RR
Illinois(10/1/2025)
RR
Indiana(10/1/2025)
RR
Iowa(10/1/2025)
RR
Kansas(10/1/2025)
RR
Kentucky(10/1/2025)
RR
Louisiana(10/1/2025)
RR
Maine(10/1/2025)
RR
Maryland(10/1/2025)
RR
Massachusetts(10/1/2025)
RR
Michigan(10/1/2025)
RR
Minnesota(10/1/2025)
RR
Mississippi(10/1/2025)
RR
Missouri(10/1/2025)
RR
Montana(10/1/2025)
RR
Nebraska(10/1/2025)
RR
Nevada(10/1/2025)
RR
New Hampshire(10/1/2025)
RR
New Jersey(10/1/2025)
RR
New Mexico(10/1/2025)
RR
New York(10/1/2025)
RR
North Carolina(10/1/2025)
RR
North Dakota(10/1/2025)
RR
Ohio(10/1/2025)
RR
Oklahoma(10/1/2025)
RR
Oregon(10/1/2025)
RR
Pennsylvania(10/1/2025)
RR
Puerto Rico(10/1/2025)
RR
Rhode Island(10/1/2025)
RR
South Carolina(10/1/2025)
RR
South Dakota(10/1/2025)
RR
Tennessee(10/1/2025)
RR
Texas(10/1/2025)
RR
Utah(10/1/2025)
RR
Vermont(10/1/2025)
RR
Virgin Islands(10/1/2025)
RR
Virginia(10/1/2025)
RR
Washington(10/1/2025)
RR
West Virginia(10/1/2025)
RR
Wisconsin(10/1/2025)
RR
Wyoming(10/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
