RA
Robert S. Anderson
PENBROOK MANAGEMENT LLC
New York, NY 10022
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CRD#: 5516
RA
Professional summary
Robert Stephen Anderson, CFA, who also goes by Bob Stephen Anderson, Bob Anderson, is a registered financial advisor currently at PENBROOK MANAGEMENT LLC located in New York, New York and BEECH HILL SECURITIES, INC. located in New York, New York.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Robert has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 1, Series 24 and Series 00 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Stephen Anderson | Bob Anderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MANAGING MEMBER OF ANKAP LLC, THE GENERAL PARTNER OF ANKAP PARTNERS, L.P., A PRIVATE INVESTMENT PARTNERSHIP LOCATED AT 880 THIRD AVENUE, NY, NY 10022. START DATE: 02/1998 - PRESENT. DUTIES INCLUDE TRADING AND ADMINISTRATIVE WORK. DEVOTE APPROXIMATELY 10+ HOURS PER WEEK DURING TRADING HOURS TO THIS BUSINESS. NON-MANAGING MEMBER OF PRIVATE CAPITAL STRATEGIES LLC.(FORMERLY ANDERSON ADVISORS, LLC.), THE GENERAL PARTNER OF BAYBERRY-WEST L.P., A PRIVATE INVESTMENT PARTNERSHIP LOCATED AT 23 OLD KINGS HIGHWAY SO, SUITE 200, DARIEN, CT, 06820. START DATE: 02/2019 - PRESENT. DUTIES INCLUDE FUND SELECTION AND MONITORING. DEVOTE APPROXIMATELY 2 HOURS PER WEEK DURING TRADING HOURS TO THIS BUSINESS. MANAGING MEMBER OF PENBROOK MGMT. LLC, A REGISTERED INVESTMENT ADVISOR LOCATED AT 880 THIRD AVENUE, NY, NY 10022. START DATE: 02/1998 - PRESENT. DUTIES INCLUDE TRADING AND ADMINISTRATIVE WORK. DEVOTE APPROXIMATELY 20+ HOURS PER WEEK DURING TRADING HOURS TO THIS BUSINESS. MANAGING MEMBER AND SOLE PROPRIETOR OF FAIRFIELD DATA SYSTEMS. START DATE: 1/1978 - PRESENT. DUTIES INCLUDE CONSULTING SERVICES FOR TRUSTS AND ESTATES.DEVOTE APPROXIMATELY 5+ HOURS PER MONTH DURING TRADING HOURS TO THIS BUSINESS. BEECH HILL SECURITIES, INC. 880 THIRD AVENUE, NEW YORK, NY - SEC REGISTERED BROKER-DEALER AND MEMBER OF FINRA. REGISTERED REPRESENTATIVE. START DATE 9/2013 - PRESENT. DEVOTE APPROXIMATELY 8 HOURS PER WEEK DURING TRADING HOURS TO THIS BUSINESS. KENT SCHOOL, 1 MACEDONIA ROAD, KENT, CT 06757, NOT FOR PROFIT, TAX EXEMPT ORGANIZATION, SERVIING ON THE INVESTMENT AND FINANCE COMMITTEES AND MANAGING THE BANBURY FUND. START DATE - 2002. DEVOTE APPROXIMATELY 2 HOURS PER WEEK DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Stephen Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 4, 2007 - Present
PENBROOK MANAGEMENT LLC
Office #1: 880 Third Avenue 16th Floor, New York, NY 10022RIA
CRD#: 127269
New York, NY
Current
September 11, 2013 - Present
BEECH HILL SECURITIES, INC.
Office #1: 880 Third Avenue 16th Floor, New York, NY 10022BD
CRD#: 24771
New York, NY
Past
October 31, 2005 - October 2, 2013
BREAN CAPITAL, LLC
BD
CRD#: 23723
NEW YORK, NY
Past
June 6, 2002 - June 4, 2003
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
April 7, 1988 - March 14, 2006
BREAN MURRAY & CO., INC.
BD
CRD#: 7541
NEW YORK, NY
Past
June 21, 1986 - April 9, 1988
REUTERS TRANSACTION SERVICES LLC
BD
CRD#: 13245
NEW YORK, NY
Past
June 21, 1986 - April 13, 1988
BAER & COMPANY, INCORPORATED
BD
CRD#: 13694
Past
June 15, 1973 - June 30, 1986
MARTIN SIMPSON & COMPANY, INC.
BD
CRD#: 6486
Past
July 23, 1969 - June 14, 1973
WOOD WALKER INC
BD
CRD#: 1000004
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PM
PENBROOK MANAGEMENT LLC
PENBROOK MANAGEMENT LLC
CRD#: 127269 / SEC#: 801-63460
RIA
Registered Investment Advisory firm - (8/27/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/12/2013)
RR
California(9/11/2013)
RR
Colorado(9/11/2013)
RR
Connecticut(9/12/2013)
RR
Florida(9/11/2013)
IAR
Florida(9/29/2025)
RR
New Jersey(9/11/2013)
RR
New York(9/11/2013)
IAR
New York(8/19/2021)
RR
Oregon(9/12/2013)
RR
Tennessee(11/24/2021)
IAR
Texas(1/4/2007)
RR
Texas(9/11/2013)
RR
Virginia(9/12/2013)
RR
Washington(11/7/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/16/1969
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 00
Date: 1/8/1973
General Securities Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
PM
PENBROOK MANAGEMENT LLC
PENBROOK MANAGEMENT LLC
CRD#: 127269 / SEC#: 801-63460
RIA
Registered Investment Advisory firm - (8/27/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
880 Third Avenue 16th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 792-6952
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 175 |
| AUM (Assets Under Management) | $ 169,783,102 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
