John Christopher Upshaw
Professional Summary
John Christopher Upshaw, who also goes by John Christopher Upshaw, John Upshaw, is a registered financial advisor currently at MERLIN'S PRIEST located in Anderson, Indiana. John is registered as a RR (Registered Representative) and started their career in finance in 2018. John has worked at 2 firms and has passed the Series 63, Series 66, Series 99TO, Series 82TO, Series 7TO, SIE, Series 7, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Christopher Upshaw, John Upshaw
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
NVEST FINANCIAL, LLC
PFS INVESTMENTS INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
NVEST FINANCIAL, LLC
PFS INVESTMENTS INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
NVEST FINANCIAL, LLC
PFS INVESTMENTS INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
NVEST FINANCIAL, LLC
PFS INVESTMENTS INC.
Years of Experience
8 years in the financial services industry
Current & Past Employments
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
NVEST FINANCIAL, LLC
PFS INVESTMENTS INC.
Current Firm
MERLIN'S PRIEST | MERLIN'S PRIEST, LLC
Contact Information
Main Address
5411 Dr. Mlk Jr. Blvd, Anderson, IN 46013Mailing Address
725 Forest Dr, Anderson, IN 46011Phone Number
(765) 606-5899Established
Indiana since 08/29/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
NVEST FINANCIAL, LLC
PFS INVESTMENTS INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
NVEST FINANCIAL, LLC
PFS INVESTMENTS INC.
State Registrations and Notice Filings
(5/15/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Feb 2026About the Series 82TO examSRO Registrations
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
NVEST FINANCIAL, LLC
PFS INVESTMENTS INC.
CRS (Client Relationship Summary) - BD
Click below to view John Christopher Upshaw's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
NVEST FINANCIAL, LLC
PFS INVESTMENTS INC.
